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Rodney Tyler Page

CRD# 4963770·Registered 2005 - 2019
Previously Registered: Being a previously registered professional could mean that Rodney is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Rodney Tyler Page, who also goes by Tyler Page, was a registered financial advisor. Rodney was a previously registered financial professional and started their career in finance 2005 - 2019. Rodney had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tyler Page

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

FORESIDE GLOBAL SERVICES, LLC·CRD# 147382
BD
New York, NY
February 2, 2018 - October 21, 2019
ALPS DISTRIBUTORS, INC.·CRD# 16853
BD
New York, NY
August 14, 2017 - February 2, 2018
QUASAR DISTRIBUTORS, LLC·CRD# 103848
BD
Portland, ME
February 8, 2016 - August 14, 2017
GUGGENHEIM SECURITIES, LLC·CRD# 40638
BD
New York, NY
April 13, 2015 - December 31, 2015
GUGGENHEIM SECURITIES, LLC·CRD# 40638
BD
New York, NY
May 8, 2012 - May 17, 2013
MIZUHO SECURITIES USA LLC·CRD# 19647
BD
New York, NY
July 21, 2010 - April 19, 2011
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
March 8, 2007 - July 29, 2010
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
May 24, 2005 - March 8, 2007

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Current Firm

FG
FORESIDE GLOBAL SERVICES, LLC

FORESIDE GLOBAL SERVICES, LLC | RJB DISTRIBUTORS, LLC | HIGHMARK FUNDS DISTRIBUTORS, LLC | HIGHMARK FUNDS DISTRIBUTORS, INC. | FUND SOURCE US, LLC

CRD#: 147382 / SEC#: 8-67903
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/30/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS LLCDIRECTOR OWNER/SOLE MEMBER—
BRUNNER, JENNIFER ANNEVP/CHIEF COMPLIANCE OFFICER1137783
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENETREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2009About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Mar 2016About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed May 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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