DAVID L. ALLRED

FISHER\SMB | Vice President of 401(k) Solutions

SOUTH JORDAN, UT

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CRD#: 4963746

Professional summary

DAVID LLOYD ALLRED, who also goes by David L Allred, David Allred, is a registered financial advisor currently at FISHER\SMB located in South Jordan, Utah.

DAVID is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. DAVID has worked at 8 firms and has passed the Series 66, Series 7TO, SIE, Series 31, Series 7, Series 10, Series 9 and Series 24 exams.

Biography

David leads our Retirement Plan Consulting team to deliver retirement plan services that fit the goals of business owners and employees. With nearly two decades of financial services experience, he uses his experience in tax mitigation, retirement plan design analysis, business continuity planning, and employee engagement to help clients get the quality retirement plan services they deserve.

David began his financial services career at Morgan Stanley in private wealth management. He’s also served in leadership roles at Charles Schwab and E*Trade. He is a Certified Wealth Strategist (CWS®) and a Chartered Retirement Planning Counselor (CRPC®).

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David L Allred | David Allred

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of business: Allred Legacy Investment Investment related: No Address: 1037 W River Pass CV Nature of business: Investment property company co-owned with spouse Position: director Start date: 1/2/23 - 9/30/29 Approx. # of hours/month: 1 monthly Approx. # of hours during securities trading hours: 0 Description: investment property and property management business

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view DAVID LLOYD ALLRED's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2024 - Present

FISHER\SMB

RIA

CRD#: 331205

SOUTH JORDAN, UT

Past

March 8, 2021 - July 3, 2024

FISHER INVESTMENTS

RIA

CRD#: 107342

South Jordan, UT

Past

February 15, 2019 - September 15, 2020

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Germantown, TN

Past

February 15, 2019 - September 15, 2020

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Germantown, TN

Past

October 28, 2009 - April 30, 2018

HARRISDIRECT LLC

RIA

CRD#: 42159

SANDY, UT

Past

July 27, 2009 - April 30, 2018

E*TRADE SECURITIES LLC

CRD#: 29106

SANDY, UT

Past

April 2, 2007 - January 20, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

SOUTH JORDAN, UT

Past

April 2, 2007 - January 20, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

SOUTH JORDAN, UT

Past

February 28, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

WEST VALLEY, UT

Past

February 17, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

WEST VALLEY, UT

Past

August 15, 2005 - September 14, 2005

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FISHER\SMB

FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB

CRD#: 331205 / SEC#: 801-130272

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(7/8/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/24/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/1/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/26/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/12/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/1/2024

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/1/2024

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 11/1/2011

General Securities Principal Examination

Current Firm

FISHER\SMB

FISHER RETIREMENT SOLUTIONS LLC | FISHER\SMB

CRD#: 331205 / SEC#: 801-130272

RIA

Registered Investment Advisory firm - (5/31/2024 Approved)

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Contact information

Main Address

6404 International Parkway Suite 1100, Plano, TX 75093

Mailing Address

Phone number

(888) 674-4504

Established

Firm type

Fiscal year end

# of Employees

133

SEC notice filing (48 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A (6/20/2025)

Regulatory assets under management

Total Number of Accounts	1,768
AUM (Assets Under Management)	$ 5,461,349,416

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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DAVID L. ALLRED

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view DAVID LLOYD ALLRED's CRS (Customer Relationship Summary).

Certified licenses

Experience

FISHER INVESTMENTS

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

FISHER\SMB

State Registrations and Notice Filings

Exams

Series 66

Date: 2/24/2006

Series 7TO

Date: 3/1/2024

SIE

Date: 4/30/2018

Series 31

Date: 9/26/2008

Series 7

Date: 8/12/2005

Series 10

Date: 3/1/2024

Series 9

Date: 3/1/2024

Series 24

Date: 11/1/2011

Current Firm

FISHER\SMB

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FISHER\SMB

TRUST BUT VERIFY

Contact information

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