Diane L. Billing
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diane Louise Billing, who also goes by Diane L Cooper, Diane L Stock, was a registered financial professional .
Diane is a previously registered financial professional and started their career in finance in 2014. Diane had worked at 2 firms and has passed the Series 65, Series 34, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2015 - November 20, 2017
HAYDEN ROYAL
June 10, 2014 - April 7, 2015
VISION INVESTMENT ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAYDEN ROYAL
CRD#: 170037 / SEC#: 801-101516
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,248 |
| AUM (Assets Under Management) | $ 596,602,721 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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