Jacob B. Rue

SHORE POINT ADVISORS

Brielle, NJ 08730

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CRD#: 4962851

Professional summary

Jacob Bergen Rue V, who also goes by Jacob Bergeb Rue, Jacob Bergen Rue, Jake Rue, is a registered financial advisor currently at SHORE POINT ADVISORS, LLC located in Brielle, New Jersey.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jacob has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacob Bergeb Rue | Jacob Bergen Rue | Jake Rue

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) JCL FINANCIAL LLC; INVESTMENT RELATED; 402 Higgins Ave, Brielle, NJ 08730; LIFE/DISABILITY/LONG TERM CARE INSURANCE; AGENT, START DATE: 5/2018; HOURS/MONTH: .1; HOURS DURING SECURITIES TRADING HOURS: .1; SALES OF LIFE, DISABILITY AND LONG TERM CARE INSURANCE (2) RUE FAMILY PARTNERSHIP/WC & JD RUE PARTNERSHIP; PARTNER; PASSIVE REAL ESTATE RENTAL HOLDINGS; INVESTMENT-RELATED; SINCE 1990; 0 HRS PER MONTH DURING TRADING HOURS. (3) TRUST U/W OF WILLIAM C. RUE; NAMED TRUSTEE UPON DEATH OF FATHER; INVESTMENT-RELATED; SINCE 1996; 0 HRS PER MONTH DURING TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Bergen Rue V's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 31, 2018 - Present

SHORE POINT ADVISORS, LLC

Office #1: 402 Higgins Ave, Brielle, NJ 08730

RIA

CRD#: 296848

Brielle, NJ

Past

August 10, 2015 - June 25, 2018

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

Brielle, NJ

Past

August 10, 2015 - June 25, 2018

PARK AVENUE SECURITIES LLC

CRD#: 46173

Brielle, NJ

Past

January 14, 2015 - March 30, 2015

WITHUM WEALTH MANAGEMENT

RIA

CRD#: 158332

RED BANK, NJ

Past

September 7, 2012 - July 21, 2014

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

NEW YORK, NY

Past

September 14, 2009 - July 12, 2012

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

June 17, 2005 - September 16, 2009

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SHORE POINT ADVISORS, LLC

JCL FINANCIAL, LLC | SHORE POINT ADVISORS, LLC | SHORE POINT ADVISORS

CRD#: 296848 / SEC#: 801-120441

RIA

Registered Investment Advisory firm - (3/5/2021 Approved)

Florida

Registered Investment Advisory firm - (3/22/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (6/16/2021 Terminated)

New York

Registered Investment Advisory firm - (3/22/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/22/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(6/7/2018)

IAR

Texas
(5/31/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/19/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/25/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/23/2011

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 6/16/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/8/2010

General Securities Principal Examination

Current Firm

SHORE POINT ADVISORS, LLC

JCL FINANCIAL, LLC | SHORE POINT ADVISORS, LLC | SHORE POINT ADVISORS

CRD#: 296848 / SEC#: 801-120441

RIA

Registered Investment Advisory firm - (3/5/2021 Approved)

Florida

Registered Investment Advisory firm - (3/22/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (6/16/2021 Terminated)

New York

Registered Investment Advisory firm - (3/22/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/22/2021 Terminated)

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Contact information

Main Address

402 Higgins Ave, Brielle, NJ 08730

Mailing Address

Phone number

(732) 876-3777

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SHORE POINT ADVISORS, LLC DISCLOSURE BROCHURE (11/5/2025)

Regulatory assets under management

Total Number of Accounts	1,512
AUM (Assets Under Management)	$ 257,002,283

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob B. Rue

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Bergen Rue V's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

WITHUM WEALTH MANAGEMENT

BNP PARIBAS SECURITIES CORP.

NOMURA SECURITIES INTERNATIONAL, INC.

DEUTSCHE BANK SECURITIES INC.

Primary Firm SEC Registration

SHORE POINT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2014

Series 63

Date: 7/19/2005

SIE

Date: 6/25/2018

Series 3

Date: 5/23/2011

Series 7

Date: 6/16/2005

Series 24

Date: 9/8/2010

Current Firm

SHORE POINT ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SHORE POINT ADVISORS, LLC

TRUST BUT VERIFY

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