Arthur O. Carmel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Ophir Carmel, who also goes by Arthur O Carmel, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 2006. Arthur had worked at 8 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2020 - September 11, 2020
OHANAE SECURITIES LLC
March 18, 2019 - August 9, 2019
RPX SECURITIES LLC
March 8, 2019 - July 19, 2019
OPENDEAL BROKER LLC
January 8, 2019 - October 21, 2020
PEI GLOBAL PARTNERS LLC
September 26, 2017 - April 2, 2018
CROSSBOW INVESTMENTS L.L.C
November 15, 2012 - November 25, 2015
COMMONWEALTH AUSTRALIA SECURITIES LLC
November 12, 2008 - February 1, 2012
CENTRUM SECURITIES LLC
July 18, 2006 - March 26, 2008
ICICI SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/14/2022
General Securities Representative ExaminationCurrent Firm
OHANAE SECURITIES LLC
CRD#: 304656 / SEC#: , 8-70389
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
