Stanley Yaroslav Moreyno
Professional Summary
Stanley Yaroslav Moreyno, who also goes by Yaroslav Moreyno, was a registered financial advisor. Stanley was a previously registered financial professional and started their career in finance 2005 - 2019. Stanley had worked at 2 firms and has passed the SIE, Series 56 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Yaroslav Moreyno
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
COGNITIVE CAPITAL, LLC
Contact Information
Main Address
141 W Jackson # 1620, Chicago, IL 60604Mailing Address
141 W Jackson # 1620, Chicago, IL 60604Phone Number
(312) 431-0400Established
Illinois since 03/22/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ARTHUR S. MARGULIS LIVING TRUST DATED 2/24/1998 | MANAGING MEMBER | — |
| MARK AND BETSY CARROLL FAMILY REVOCABLE TRUST | MEMBER | — |
| CARROLL, MARK WILLIAM | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, TRUSTEE | 5077727 |
| MARGULIS, ARTHUR SIDNEY JR | MANAGING PRINCIPAL, TRUSTEE | 2132364 |
| PROSKIN, DAVID S | FINANCIAL AND OPERATIONS PRINCIPAL | 5062532 |
| RIDGES, DAVID BRIAN | CHIEF TECHNOLOGY OFFICER, TRUSTEE | 4662004 |
| THE RIDGES FAMILY 2024 DECLARATION OF TRUST DATED MARCH 1, 2024 | MEMBER | — |
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 56 — Proprietary Trader Qualification Examination
Passed Jul 2013Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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