Ronald Authur Lague
Professional Summary
Ronald Authur Lague, who also goes by Ronald Authur Lague Mr., was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 2006 - 2015. Ronald had worked at 2 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ronald Authur Lague Mr.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
22 years in the financial services industry
Current & Past Employments
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Current Firm
FINANCIAL MANAGEMENT ASSOCIATES, LLC
Contact Information
Main Address
471 Andover Street, North Andover, MA 01845Mailing Address
Po Box 957, Andover, MA 01810Phone Number
(978) 687-2867# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
24AUM (Assets Under Management)
$7,278,365Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/21/2023 | Cover Page | Report |
| 06/30/2022 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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