Collins M. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Collins Michael Brown was a registered financial professional .
Collins is a previously registered financial professional and started their career in finance in 2005. Collins had worked at 2 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2011 - September 24, 2012
ROSENTHAL GLOBAL SECURITIES LLC
October 27, 2009 - May 26, 2010
TRANSMARKET GROUP L.L.C.
June 8, 2005 - November 26, 2007
TRANSMARKET GROUP L.L.C.
State Registrations and Notice Filings
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Exams
Current Firm
ROSENTHAL GLOBAL SECURITIES LLC
CRD#: 19721 / SEC#: , 8-38021
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
