Brian J. Berenz

BERENZ WEALTH MANAGEMENT

Littleton, CO 80120

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CRD#: 4961865

Professional summary

Brian Jay Berenz is a registered financial advisor currently at BERENZ WEALTH MANAGEMENT, LLC located in Littleton, Colorado.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Brian has worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TAX PREPARATION SERVICES; STARTED 2.1.15; APPROX 90% OF TIME DURING TAX SEASON AND 10% DURING NON-TAX SEASON.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Jay Berenz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2013 - Present

BERENZ WEALTH MANAGEMENT, LLC

Office #1: 2 West Dry Creek Circle Suite 100, Littleton, CO 80120

RIA

CRD#: 168826

Littleton, CO

Past

August 6, 2012 - September 4, 2013

MODERN CAPITAL ADVISORS, LLC

RIA

CRD#: 131117

LITTLETON, CO

Past

August 6, 2012 - September 4, 2013

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

CRD#: 130390

LITTLETON, CO

Past

January 14, 2010 - August 6, 2012

BROKERSXPRESS LLC

RIA

CRD#: 127081

LITTLETON, CO

Past

December 4, 2006 - August 6, 2012

BROKERSXPRESS LLC

CRD#: 127081

LITTLETON, CO

Past

July 20, 2005 - December 8, 2006

EDWARD JONES

CRD#: 250

LAKEWOOD, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/22/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2010

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/22/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/18/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/17/2007

General Securities Principal Examination

Current Firm

BERENZ WEALTH MANAGEMENT, LLC

CRD#: 168826 / SEC#:

Colorado

Registered Investment Advisory firm - (10/22/2013 Approved)

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Contact information

Main Address

2 West Dry Creek Circle Suite 100, Littleton, CO 80120

Mailing Address

Phone number

(303) 734-7123

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	236
AUM (Assets Under Management)	$ 38,126,942

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian J. Berenz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Jay Berenz's CRS (Customer Relationship Summary).

Certified licenses

Experience

BERENZ WEALTH MANAGEMENT, LLC

MODERN CAPITAL ADVISORS, LLC

LIBERTY PARTNERS FINANCIAL SERVICES, LLC

BROKERSXPRESS LLC

BROKERSXPRESS LLC

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2010

Series 63

Date: 7/22/2005

Series 7

Date: 7/18/2005

Series 24

Date: 4/17/2007

Current Firm

BERENZ WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BERENZ WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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