Josef M. Minton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Josef Michael James Minton was a registered financial professional .
Josef is a previously registered financial professional and started their career in finance in 2005. Josef had worked at 7 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2018 - September 13, 2024
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
August 3, 2015 - May 7, 2018
LIGHTSPEED TRADING, LLC
February 4, 2013 - August 3, 2015
LIVEVOL STRATEGY GROUP, LLC
September 6, 2012 - August 3, 2015
LIVEVOL SECURITIES, INC.
October 5, 2011 - August 29, 2012
MERRIMAN WEALTH ADVISORS
July 27, 2010 - August 29, 2012
MERRIMAN CAPITAL, INC.
May 17, 2005 - June 13, 2007
PARALLAX FUND, L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 5/3/2012
Limited Representative-Equity Trader ExamCurrent Firm
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
CRD#: 104369 / SEC#: , 8-52843
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 42 |
Red Flags
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