WC
William H. Cevallos
JEMMA FINANCIAL SERVICES
Boothbay, ME
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CRD#: 4961189
WC
Professional summary
William Hugo Cevallos is a registered financial advisor currently at JEMMA FINANCIAL SERVICES located in Boothbay, Maine.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. William has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view William Hugo Cevallos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2019 - Present
JEMMA FINANCIAL SERVICES
RIA
CRD#: 284198
Boothbay, ME
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JF
JEMMA FINANCIAL SERVICES
FOUNDRY WEALTH ADVISORS, LLC | JEMMA INVESTMENT ADVISORS LLC | JEMMA FINANCIAL SERVICES
CRD#: 284198 / SEC#: 801-126937
RIA
Registered Investment Advisory firm - (12/5/2022 Approved)Colorado
Registered Investment Advisory firm - (12/31/2022 Terminated)Connecticut
Registered Investment Advisory firm - (12/31/2019 Terminated)Maine
Registered Investment Advisory firm - (12/20/2022 Terminated)Maryland
Registered Investment Advisory firm - (12/18/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/21/2022 Terminated)Texas
Registered Investment Advisory firm - (12/19/2022 Terminated)Washington
Registered Investment Advisory firm - (1/23/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(1/3/2019)
IAR
Pennsylvania(1/27/2022)
Exams
Current Firm
JF
JEMMA FINANCIAL SERVICES
FOUNDRY WEALTH ADVISORS, LLC | JEMMA INVESTMENT ADVISORS LLC | JEMMA FINANCIAL SERVICES
CRD#: 284198 / SEC#: 801-126937
RIA
Registered Investment Advisory firm - (12/5/2022 Approved)Colorado
Registered Investment Advisory firm - (12/31/2022 Terminated)Connecticut
Registered Investment Advisory firm - (12/31/2019 Terminated)Maine
Registered Investment Advisory firm - (12/20/2022 Terminated)Maryland
Registered Investment Advisory firm - (12/18/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (12/21/2022 Terminated)Texas
Registered Investment Advisory firm - (12/19/2022 Terminated)Washington
Registered Investment Advisory firm - (1/23/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
810 Gleneagles Court Suite 109, Baltimore, MD 21286
Mailing Address
Phone number
(855) 662-2121
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (17 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 589 |
| AUM (Assets Under Management) | $ 145,940,068 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
