CK
Chad M. Kessler
ONE CAPITAL MANAGEMENT
Newport Beach, CA 92660
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CRD#: 4960974
CK
Professional summary
Chad Michael Kessler, who also goes by Chad Kessler, is a registered financial advisor currently at ONE CAPITAL MANAGEMENT, LLC located in Newport Beach, California.
Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Chad has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chad Kessler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) ALS ASSOCIATION - ORANGE COUNTY CHAPTER; NOT INVESTMENT RELATED; 1232 VILLAGE WAY, SUITE A, SANTA ANA, CA 92705; NON-PROFIT ORGANIZATION DEVOTED TO RAISING FUNDS AND AWARENESS TO ALS, AND CARE FOR THE PATIENTS LIVING WITH ALS IN ORANGE COUNTY, CA; START - 2008; DEVOTE 2 - 3 HRS PER MONTH; NOT DURING SECURITIES TRADING HOURS; I ATTEND MONTHLY BOARD MEETINGS THAT ARE HELD IN THE EVENINGS AT THE CHAPTER OFFICE, AS WELL AS ATTEND OCCASIONAL CHAPTER EVENTS INCLUDING ANNUAL WALK, CASINO NIGHT, GOLF TOURNAMENT, ETC. (2) 11 RADNOR POSITION: Owner of the Property NATURE: The is an Investment Property that my wife and I purchased in 2016. It is a signle family home outside of Austin Texas and is being used as a rental property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2016 ADDRESS: 11 Radnor Dr., The Hills TX 78738 DESCRIPTION: The is an Investment Property that my wife and I purchased in 2016. It is a signle family home outside of Austin Texas and is being used as a rental property. (3) 17620 ATLANTIC AVE. POSITION: Owner NATURE: This is a property that my wife and I own that we rent out. We collect monthly rent from a tenant. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2015 ADDRESS: 17620 Atlantic Ave., Unit 409, Sunny Isles Beach FL 33160 DESCRIPTION: This is a property that my wife and I own that we rent out. We collect monthly rent from a tenant. (4) 7063 JUNIPER DRIVE POSITION: Owner NATURE: This is an Investment property that my wife and I purchased in 2018. It is a single family home is Frisco Texas and will be used as a rental property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/20/2018 ADDRESS: 7063 Juniper Drive, Frisco TX 75033, United States DESCRIPTION: This is an Investment property that my wife and I purchased in 2018. It is a single family home is Frisco Texas and will be used as a rental property. (5) HALF MOON LANE HOA POSITION: HOA President NATURE: HOA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2020 ADDRESS: Home Address, Costa Mesa CA 92627, United States DESCRIPTION: my community HOA
CRS (Client Relationship Summary) - RIA
Click below to view Chad Michael Kessler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2021 - Present
ONE CAPITAL MANAGEMENT, LLC
Office #1: 520 Newport Beach Center Suite 430, Newport Beach, CA 92660RIA
CRD#: 114861
Newport Beach, CA
Past
July 16, 2013 - March 24, 2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
SAN FRANCISCO, CA
Past
July 15, 2013 - March 24, 2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
SAN FRANCISCO, CA
Past
July 14, 2008 - June 21, 2013
C.K. COOPER & COMPANY, INC.
RIA
CRD#: 106578
IRVINE, CA
Past
January 16, 2007 - June 21, 2013
C.K. COOPER & COMPANY, INC.
BD
CRD#: 106578
IRVINE, CA
Past
March 17, 2006 - January 11, 2007
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
IRVINE, CA
Past
August 19, 2005 - January 11, 2007
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
IRVINE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OC
ONE CAPITAL MANAGEMENT, LLC
FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
RIA
Registered Investment Advisory firm - (11/5/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/22/2021)
IAR
Texas(1/3/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
OC
ONE CAPITAL MANAGEMENT, LLC
FUNDX, A DIVISION OF ONE CAPITAL MANAGEMENT, LLC | ONE CAPITAL MANAGEMENT, LLLP | ONE CAPITAL MANAGEMENT, LLC
CRD#: 114861 / SEC#: 801-60483
RIA
Registered Investment Advisory firm - (11/5/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3075 Townsgate Road Suite 350, Westlake Village, CA 91361
Mailing Address
Phone number
(805) 409-8150
Established
Firm type
Fiscal year end
# of Employees
80
SEC notice filing (34 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,302 |
| AUM (Assets Under Management) | $ 7,002,823,758 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/17/2025 | ||
| 04/16/2024 | ||
| 02/12/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
