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Richard J. Giusti
GIUSTI, RICHARD JOHN
Petaluma, CA
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CRD#: 4960971
RG
Professional summary
Richard John Giusti is a registered financial advisor currently at GIUSTI, RICHARD JOHN located in Petaluma, California.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Richard has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
IRS Enrolled Agent Tax Preparer 85% Investment Adviser 15%
CRS (Client Relationship Summary) - RIA
Click below to view Richard John Giusti's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2018 - Present
GIUSTI, RICHARD JOHN
RIA
CRD#: 133464
Petaluma, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(4/4/2018)
Current Firm
GR
GIUSTI, RICHARD JOHN
GIUSTI, RICHARD JOHN
CRD#: 133464 / SEC#:
California
Registered Investment Advisory firm - (7/25/2000 Approved)Washington
Registered Investment Advisory firm - (1/25/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Petaluma, CA
Mailing Address
Phone number
(415) 385-0380
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
