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SK

Sonja Koppenwallner

LWM ADVISORY SERVICES
Plantation, FL 33324
Some features on this profile are disabled
CRD#: 4960228
SK

Professional summary

Sonja Koppenwallner, CFP® is a registered financial advisor currently at LWM ADVISORY SERVICES, LLC located in Plantation, Florida and MODERN WEALTH MANAGEMENT, LLC located in Plantation, Florida.

Sonja is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Sonja has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?
Comprehensive Financial Planni...
Retirement Income Management
Investment Planning
Estate Planning
Retirement Planning
Insurance Planning
Divorce Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sonja Koppenwallner's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2008

Experience

Current

August 18, 2014 - Present

LWM ADVISORY SERVICES, LLC

Office #1: 1250 S. Pine Island Road Suite 350, Plantation, FL 33324Office #2: 7344 Sw 48th Street Suite 301, Miami, FL 33155
RIA
CRD#: 172009
Plantation, FL
Current

March 24, 2026 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: 1250 S Pine Island Road, Plantation, FL 33324
RIA
CRD#: 324624
PLANTATION, FL
Past

June 4, 2010 - October 30, 2015

LPL FINANCIAL LLC

RIA
CRD#: 6413
PLANTATION, FL
Past

May 28, 2010 - March 20, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
PLANTATION, FL
Past

August 30, 2005 - June 4, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
PLANTATION, FL
Past

August 12, 2005 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

August 12, 2005 - June 4, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
PLANTATION, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(8/18/2014)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/26/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/11/2005
General Securities Representative Examination

Current Firm

MW
MODERN WEALTH MANAGEMENT, LLC
MODERN WEALTH MANAGEMENT OF ARIZONA | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC | MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA
Registered Investment Advisory firm - (5/2/2023 Approved)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1712 Main Street Suite 400, Kansas City, MO 64108
Mailing Address
Phone number
(913) 393-1000
Established
Firm type
Fiscal year end
# of Employees
253

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MODERN WEALTH MANAGEMENT WRAP FEE BROCHURE (3/20/2026)
MARCH 2026 ADV 2A (3/20/2026)

Regulatory assets under management

Total Number of Accounts30,617
AUM (Assets Under Management)$ 10,904,051,242

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624Plantation, FL 33324

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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