SK
Sonja Koppenwallner
LWM ADVISORY SERVICES
Plantation, FL 33324
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CRD#: 4960228
SK
Professional summary
Sonja Koppenwallner, CFP® is a registered financial advisor currently at LWM ADVISORY SERVICES, LLC located in Plantation, Florida and LPL FINANCIAL LLC located in Plantation, Florida.
Sonja is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Sonja has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Retirement Income Management
Investment Planning
Estate Planning
Retirement Planning
Insurance Planning
Divorce Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 04/06/2010: Legacy Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 2. 06/16/2010: Legacy Wealth Management - Non-Variable Insurance - DBA: Legacy Wealth Management - Investment Related - At Reported Business Location(s) - 10% Time Spent - Insurance Types: Life, Health, Disability, LTC, Fixed Annuities 3. 08/11/2014: LWM Advisory Services LLC - Registered Investment Advisor Hybrid - DBA: (Hybrid) LWM Advisory Services LLC - Investment Related - 1250 S Pine Island Road Suite 350 Plantation, FL 33324 - Start 09/15/2014 - 100 Hr/Mo; 80 Hour(s) During Securities Trading - Financial Plans; hourly and fixed fees 4. 03/16/2016: LWM Miami, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 7344 Southwest 46th Street Miami, FL 33155 - Start 04/01/2016 - 5 Hr/Mo; 1 Hour(s) During Securities Trading 5. 4/12/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 04/27/2016 - 1 Hour Per Month During Securities Trading. 6. 4/23/2019 - Erbengemeinschaft Obermeier/Koppenwallner - Investment Related - Pielenhofen & Nittendorf, Germany - Real Estate Rental - Started 09/01/2016 - 1 Hour Per Month/0 Hours During Securities Trading - Properties inherited. 7. 4/8/2021 - No Business Name - Not Investment Related - Outside/W-2 Employment - Start Date: 2/17/2021 - 3 Hours Per Month/3 Hours During Securities Trading - Participant in a Coronavirus Study by Johnson & Johnson for the Ensemble 2 study.
CRS (Client Relationship Summary) - RIA
Click below to view Sonja Koppenwallner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2008
Experience
Current
August 18, 2014 - Present
LWM ADVISORY SERVICES, LLC
Office #1: 1250 S. Pine Island Road Suite 350, Plantation, FL 33324Office #2: 7344 Sw 48th Street Suite 301, Miami, FL 33155RIA
CRD#: 172009
Plantation, FL
Current
May 28, 2010 - Present
LPL FINANCIAL LLC
Office #2: 1250 S Pine Island Rd Ste 350, Plantation, FL 33324RIA
BD
CRD#: 6413
PLANTATION, FL
Past
June 4, 2010 - October 30, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
PLANTATION, FL
Past
August 30, 2005 - June 4, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
PLANTATION, FL
Past
August 12, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 12, 2005 - June 4, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PLANTATION, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LWM ADVISORY SERVICES, LLC
LEGACY RETIREMENT PLAN ADVISORS | LWM ADVISORY SERVICES, LLC | LEGACY WEALTH MANAGEMENT
CRD#: 172009 / SEC#: 801-80096
RIA
Registered Investment Advisory firm - (7/30/2014 Approved)North Carolina
Registered Investment Advisory firm - (12/4/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/21/2017)
RR
California(5/4/2016)
RR
Colorado(1/30/2012)
RR
Connecticut(9/22/2020)
RR
District of Columbia(5/6/2016)
RR
Florida(5/28/2010)
IAR
Florida(8/18/2014)
RR
Georgia(2/28/2020)
RR
Illinois(12/1/2015)
RR
Maryland(6/29/2021)
RR
Massachusetts(6/1/2020)
RR
Minnesota(7/29/2020)
RR
Montana(2/5/2018)
RR
New Jersey(5/28/2010)
RR
New York(4/24/2024)
RR
North Carolina(11/5/2012)
RR
Ohio(1/7/2011)
RR
Oregon(1/8/2015)
RR
Pennsylvania(5/27/2016)
RR
South Carolina(5/6/2016)
RR
Vermont(1/4/2019)
RR
Virginia(1/29/2021)
RR
Washington(1/3/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LWM ADVISORY SERVICES, LLC
LEGACY RETIREMENT PLAN ADVISORS | LWM ADVISORY SERVICES, LLC | LEGACY WEALTH MANAGEMENT
CRD#: 172009 / SEC#: 801-80096
RIA
Registered Investment Advisory firm - (7/30/2014 Approved)North Carolina
Registered Investment Advisory firm - (12/4/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1250 S. Pine Island Road Suite 350, Plantation, FL 33324
Mailing Address
Phone number
(954) 474-7100
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,881 |
| AUM (Assets Under Management) | $ 837,849,209 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LWM ADVISORY SERVICES, LLC
CRD#: 172009Plantation, FL 33324TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
