Heather L. Palmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heather Leanne Palmer, CFP® was a registered financial professional .
Heather is a previously registered financial professional and started their career in finance in 2006. Heather had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2017
Education
James Madison University
Bachelor of Arts (BA) - Communications
1994
Experience
July 13, 2018 - August 15, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
March 30, 2012 - July 13, 2018
STRATEGIC ADVISERS LLC
March 28, 2012 - August 12, 2023
FIDELITY BROKERAGE SERVICES LLC
February 15, 2012 - March 20, 2012
WELLS FARGO CLEARING SERVICES, LLC
January 7, 2011 - March 20, 2012
WELLS FARGO CLEARING SERVICES, LLC
November 20, 2009 - July 16, 2010
PURSHE KAPLAN STERLING INVESTMENTS
December 20, 2006 - September 23, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY PERSONAL AND WORKPLACE ADVISORS
Vice President, Financial ConsultantCRD#: 288590TRUST BUT VERIFY
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