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AZ

Andrew D. Zimmerman

CALAMAR FINANCIAL GROUP
AMHERST, NY 14228
Some features on this profile are disabled
CRD#: 4959855
AZ

Professional summary

Andrew David Zimmerman, CFP® is a registered financial professional currently at CALAMAR FINANCIAL GROUP, LLC located in Amherst, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Andrew David Zimmerman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Experience

Current

January 9, 2019 - Present

CALAMAR FINANCIAL GROUP, LLC

Office #1: 40 John Glenn Drive, Amherst, NY 14228
BD
CRD#: 283992
AMHERST, NY
Past

July 31, 2014 - April 21, 2017

HATTERAS INVESTMENT PARTNERS, LP

RIA
CRD#: 170628
RALEIGH, NC
Past

April 13, 2009 - December 31, 2011

HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 143805
RALEIGH, NC
Past

April 13, 2009 - July 31, 2014

HATTERAS INVESTMENT PARTNERS LLC

RIA
CRD#: 128703
RALEIGH, NC
Past

April 13, 2009 - April 21, 2017

HATTERAS CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 143365
RALEIGH, NC
Past

October 18, 2006 - March 13, 2009

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
RALEIGH, NC
Past

July 11, 2005 - March 13, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
RALEIGH, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/9/2019)
RR
North Carolina
(1/9/2019)
RR
Texas
(2/15/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/23/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/21/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/9/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/20/2013
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CF
CALAMAR FINANCIAL GROUP, LLC
CALAMAR FINANCIAL GROUP, LLC

CRD#: 283992 / SEC#: , 8-69777

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
40 John Glenn Drive, Amherst, NY 14228
Mailing Address
40 John Glenn Drive, Amherst, NY 14228
Phone number
(716) 693-0006
Established
Delaware since 02/02/2016
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CALAMAR CAPITAL NETWORK LLCMANAGING MEMBER
ATTANASIO, ELIZABETH MARIEFINOP5325007
INGRAHAM, FRANK TODDCHIEF COMPLIANCE OFFICER2918519
WOJCIECHOWSKI, DAMON STEPHENPRESIDENT,MANAGING PARTNER, GSP #12099699

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CALAMAR FINANCIAL GROUP, LLC

CRD#: 283992Amherst, NY 14228

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