Allen C. Archuleta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allen Christopher Archuleta JR, who also goes by Allen C Archuleta Jr, Allen C Archuleta, Allen Christopher Archuleta, Allen Archuleta Jr, Allen Archuleta Jr., was a registered financial professional .
Allen is a previously registered financial professional and started their career in finance in 2006. Allen had worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2016 - December 31, 2018
ARCHULETA & CO.
September 2, 2014 - November 8, 2016
FC360 WEALTH MANAGEMENT, INC.
September 6, 2012 - September 3, 2014
PLACER SUMMIT FINANCIAL GROUP, LLC
September 3, 2008 - May 28, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 3, 2008 - May 28, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 7, 2007 - June 24, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 8, 2006 - June 24, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ARCHULETA & CO.
CRD#: 285672 / SEC#:
Contact information
Red Flags
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