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Allen Christopher Archuleta Jr

CRD# 4959625·Registered 2006 - 2018
Previously Registered: Being a previously registered professional could mean that Allen is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Allen Christopher Archuleta JR, who also goes by Allen C Archuleta Jr, Allen C Archuleta, Allen Christopher Archuleta, Allen Archuleta Jr, Allen Archuleta Jr., was a registered financial advisor. Allen was a previously registered financial professional and started their career in finance 2006 - 2018. Allen had worked at 4 firms and has passed the Series 65, Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Allen C Archuleta Jr, Allen C Archuleta, Allen Christopher Archuleta, Allen Archuleta Jr, Allen Archuleta Jr.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

20 years in the financial services industry

Current & Past Employments

ARCHULETA & CO.·CRD# 285672
RIA
Roseville, CA
December 12, 2016 - December 31, 2018
FC360 WEALTH MANAGEMENT, INC.·CRD# 171788
RIA
Roseville, CA
September 2, 2014 - November 8, 2016
PLACER SUMMIT FINANCIAL GROUP, LLC·CRD# 149750
RIA
Roseville, CA
September 6, 2012 - September 3, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Sacramento, CA
September 3, 2008 - May 28, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Sacramento, CA
September 3, 2008 - May 28, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Reston, VA
June 7, 2007 - June 24, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Reston, VA
September 8, 2006 - June 24, 2008

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Current Firm

A&
ARCHULETA & CO.

ALLEN C. ARCHULETA, JR. DBA ARCHULETA & CO. | ARCHULETA BUSINESS SOLUTIONS | ARCHULETA & CO.

CRD#: 285672

Contact Information

Main Address

1050 Opportunity Drive Suite 190, Roseville, CA 95678

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2013About the Series 65 exam

Series 66 — Uniform Combined State Law Examination

Passed Jun 2007About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Sep 2006About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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