Jeffrey A. Becker

WB FINANCIAL SERVICES

Woodland Hills, CA 91364

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CRD#: 4958719

Professional summary

Jeffrey Alan Becker is a registered financial advisor currently at WB FINANCIAL SERVICES, LLC located in Woodland Hills, California.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jeffrey has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WINNINGHAM BECKER & COMPANY, LLP. NON-INVESTMENT RELATED. 21031 VENTURA BLVD, STE 1000,WOODLAND HILLS CA 91364. ACCOUNTING FIRM. ACCOUNTANT (01/1996-PRESENT). 40 HOURS PER WEEK, GENERAL ACCOUNTING WORK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Becker's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 26, 2012 - Present

WB FINANCIAL SERVICES, LLC

Office #1: 21031 Ventura Boulevard Suite 1000, Woodland Hills, CA 91364

RIA

CRD#: 135438

Woodland Hills, CA

Past

February 26, 2002 - December 31, 2006

WB FINANCIAL SERVICES, LLC

RIA

CRD#: 135438

WOODLAND HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/26/2012)

IAR

Texas
(2/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/2001

Uniform Investment Adviser Law Examination

Current Firm

WB FINANCIAL SERVICES, LLC

WB FINANCIAL SERVICES LLC | WB FINANCIAL SERVICES, LLC

CRD#: 135438 / SEC#:

California

Registered Investment Advisory firm - (2/26/2002 Approved)

New Jersey

Registered Investment Advisory firm - (1/31/2011 Terminated)

Texas

Registered Investment Advisory firm - (2/13/2018 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

21031 Ventura Boulevard Suite 1000, Woodland Hills, CA 91364

Mailing Address

Phone number

(818) 598-6525

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey A. Becker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Becker's CRS (Customer Relationship Summary).

Certified licenses

Experience

WB FINANCIAL SERVICES, LLC

WB FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/2001

Current Firm

WB FINANCIAL SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

WB FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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