QX
Qiuwen Xia
FIVE STONE CAPITAL
FREMONT, CA USA
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CRD#: 4958716
QX
Professional summary
Qiuwen Xia is a registered financial advisor currently at FIVE STONE CAPITAL, LLC located in Fremont, California.
Qiuwen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Qiuwen has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Qiuwen Xia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2006 - Present
FIVE STONE CAPITAL, LLC
Office #1: 43519 Jerome Avenue, Fremont, CA, USARIA
CRD#: 133190
FREMONT, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/15/2006)
Current Firm
FS
FIVE STONE CAPITAL, LLC
FIVE STONE CAPITAL, LLC
CRD#: 133190 / SEC#:
California
Registered Investment Advisory firm - (8/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Fremont, CA
Mailing Address
Phone number
(510) 656-2406
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 8,401,000 |
Red Flags
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Company Information
FIVE STONE CAPITAL, LLC
CRD#: 133190Fremont, CA, USATRUST BUT VERIFY
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