Xianzhong Zhu
Professional summary
Xianzhong Zhu, who also goes by Steve Zhu, is a registered financial advisor currently at FIVE STONE CAPITAL, LLC located in Fremont, California.
Xianzhong is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Xianzhong has worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Xianzhong Zhu's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2021 - Present
FIVE STONE CAPITAL, LLC
December 11, 2018 - February 10, 2021
NI ADVISORS
December 10, 2018 - February 10, 2021
NI ADVISORS
July 27, 2016 - December 18, 2018
CENTAURUS FINANCIAL, INC.
July 27, 2016 - December 18, 2018
CENTAURUS FINANCIAL, INC.
October 27, 2015 - July 20, 2016
CETERA INVESTMENT ADVISERS LLC
September 23, 2015 - July 20, 2016
SUMMIT BROKERAGE SERVICES, INC.
April 8, 2014 - November 13, 2015
J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC
April 8, 2014 - September 29, 2015
J.P. TURNER & COMPANY, L.L.C.
July 2, 2013 - April 17, 2014
PRINCIPAL SECURITIES, INC.
June 17, 2013 - April 17, 2014
PRINCIPAL SECURITIES, INC.
February 21, 2013 - April 15, 2013
AMERITAS INVESTMENT COMPANY, LLC
August 3, 2005 - January 31, 2013
FIVE STONE CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/11/2021)
Exams
Current Firm
FIVE STONE CAPITAL, LLC
CRD#: 133190 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 8,401,000 |
Red Flags
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