Clark D. Edlund

CAZ INVESTMENTS L.P.

Houston, TX 77056

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CRD#: 4958508

Professional summary

Clark D Edlund is a registered financial advisor currently at CAZ INVESTMENTS L.P. located in Houston, Texas.

Clark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Clark has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark D Edlund's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 25, 2016 - Present

CAZ INVESTMENTS L.P.

Office #1: One Riverway Suite 1700, Houston, TX 77056

RIA

CRD#: 113931

Houston, TX

Past

November 18, 2015 - February 10, 2016

ZT WEALTH ADVISORY

RIA

CRD#: 158972

Houston, TX

Past

May 2, 2014 - November 2, 2015

MHA FINANCIAL CORP

RIA

CRD#: 7462

HOUSTON, TX

Past

January 14, 2014 - November 2, 2015

MHA FINANCIAL CORP

CRD#: 7462

HOUSTON, TX

Past

July 15, 2008 - February 2, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

July 15, 2008 - February 2, 2009

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

June 9, 2008 - June 27, 2008

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

HUMBLE, TX

Past

July 13, 2007 - July 1, 2008

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

HUMBLE, TX

Past

July 13, 2007 - June 10, 2008

FFP SECURITIES, INC.

CRD#: 16337

CHESTERFIELD, MO

Past

April 4, 2006 - July 18, 2007

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

WOODLANDS, TX

Past

July 11, 2005 - July 18, 2007

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODLANDS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAZ INVESTMENTS L.P.

CAZ INVESTMENTS L.P. | TRINITY WEALTH MANAGEMENT LP

CRD#: 113931 / SEC#: 801-60606

RIA

Registered Investment Advisory firm - (9/27/2001 Approved)

Texas

Registered Investment Advisory firm - (9/27/2001 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/25/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/5/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 11/2/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/2014

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 3/9/2009

National Commodity Futures Examination

Current Firm

CAZ INVESTMENTS L.P.

CAZ INVESTMENTS L.P. | TRINITY WEALTH MANAGEMENT LP

CRD#: 113931 / SEC#: 801-60606

RIA

Registered Investment Advisory firm - (9/27/2001 Approved)

Texas

Registered Investment Advisory firm - (9/27/2001 Terminated)

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Contact information

Main Address

One Riverway Suite 2000, Houston, TX 77056

Mailing Address

Phone number

(713) 403-8250

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 CAZ DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	10,613
AUM (Assets Under Management)	$ 8,653,972,299

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Clark D. Edlund

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark D Edlund's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZT WEALTH ADVISORY

MHA FINANCIAL CORP

MHA FINANCIAL CORP

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRST ALLIED SECURITIES, INC.

FIRST ALLIED ADVISORY SERVICES, INC.

FFP SECURITIES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

CAZ INVESTMENTS L.P.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/5/2014

SIE

Date: 11/2/2015

Series 7

Date: 1/14/2014

Series 3

Date: 3/9/2009

Current Firm

CAZ INVESTMENTS L.P.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAZ INVESTMENTS L.P.

TRUST BUT VERIFY

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