RI
Ronny Inniger
INDEPENDENT FINANCIAL GROUP
San Diego, CA
Some features on this profile are disabled
CRD#: 4958288
RI
Professional summary
Ronny Inniger, who also goes by Ron Inniger, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in San Diego, California.
Ronny is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Ronny has worked at 12 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ron Inniger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Main Tap Tavern owned by Triple Towers Enterprise; Not Investment-related; El Cajon, CA; Bar & Grill; President/Owner; 08/2017; 10 hrs/monthly; 0 hours/trading; Marketing/Advertisement. (2) TRIPLE TOWER ENTERPRISES POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2024 ADDRESS: 518 E Main Street, El Cajon CA 92020, United States DESCRIPTION: Bar / Restaurant (3) PRONOVA LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 03/15/2024 ADDRESS: 8275 Station Village Lane #3105, San Diego CA 92107, United States DESCRIPTION: Co-Owner / President of ProNova. investment advice & financial planning as well as insurance services (4) RONNY INNIGER POSITION: Agent/Representative NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 09/23/2024 ADDRESS: 8275 Station Village Lane #3105, San Diego CA 92107, United States DESCRIPTION: Represent college athletes for endorsement & sponorships TITANS SPORTS ALLIANCE, LLC POSITION: Officer/Director NATURE: Teaching/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 8275 Station Village Lane, Unit 3105, San Diego CA 92108, United States DESCRIPTION: Titans Sports Alliance LLC is focused on building long-term relationships and offering holistic support to athletes, coaches, and professionals in the sports industry. Our mission is to provide trusted guidance in personal and career development, fostering a positive impact on both their athletic and financial well-being. Through collaboration with a network of advisors, mentors, and industry experts, we aim to empower our clients with the tools and resources needed for sustainable success. Our approach prioritizes integrity, education, and a hands-on, supportive environment that helps individuals grow and thrive within the sports community. EMPIRE SPORTS ALLIANCE, LLC POSITION: Officer/Director NATURE: Teaching/Coaching INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2025 ADDRESS: 8275 Station Village Lane, Unit 3105, San Diego CA 92108, United States DESCRIPTION: Titans Sports Alliance LLC is focused on building long-term relationships and offering holistic support to athletes, coaches, and professionals in the sports industry. Our mission is to provide trusted guidance in personal and career development, fostering a positive impact on both their athletic and financial well-being. Through collaboration with a network of advisors, mentors, and industry experts, we aim to empower our clients with the tools and resources needed for sustainable success. Our approach prioritizes integrity, education, and a hands-on, supportive environment that helps individuals grow and thrive within the sports community.
CRS (Client Relationship Summary) - RIA
Click below to view Ronny Inniger's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ronny Inniger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2024 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
San Diego, CA
Current
March 15, 2024 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
San Diego, CA
Past
May 11, 2020 - March 18, 2024
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
SAN DIEGO, CA
Past
May 11, 2020 - March 18, 2024
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
SAN DIEGO, CA
Past
May 3, 2018 - January 3, 2020
PFG ADVISORS
RIA
CRD#: 173344
San Diego, CA
Past
March 16, 2018 - January 7, 2020
SECURITIES AMERICA, INC.
BD
CRD#: 10205
LAVISTA, NE
Past
July 21, 2014 - February 28, 2018
BANCWEST INVESTMENT SERVICES, INC.
RIA
CRD#: 29357
EL CAJON, CA
Past
July 21, 2014 - February 28, 2018
BANCWEST INVESTMENT SERVICES, INC.
BD
CRD#: 29357
EL CAJON, CA
Past
July 3, 2012 - June 26, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
RIA
CRD#: 20472
SAN DIEGO, CA
Past
July 2, 2012 - June 26, 2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
SAN DIEGO, CA
Past
December 14, 2011 - June 4, 2012
OSBORNE PARTNERS
RIA
CRD#: 108100
SAN FRANCISCO, CA
Past
September 23, 2010 - August 9, 2011
REILLY FINANCIAL ADVISORS
RIA
CRD#: 110315
LA MESA, CA
Past
March 12, 2010 - September 20, 2010
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
ENCINITAS, CA
Past
March 12, 2010 - September 20, 2010
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
ENCINITAS, CA
Past
February 27, 2009 - October 8, 2009
WADDELL & REED
RIA
CRD#: 866
SAN DIEGO, CA
Past
February 27, 2009 - October 8, 2009
WADDELL & REED
BD
CRD#: 866
SAN DIEGO, CA
Past
April 5, 2006 - March 17, 2009
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SAN DIEGO, CA
Past
April 5, 2006 - March 17, 2009
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
SAN DIEGO, CA
Past
October 19, 2005 - April 5, 2006
PIPER SANDLER & CO.
RIA
CRD#: 665
LAJOLLA, CA
Past
July 28, 2005 - April 5, 2006
PIPER SANDLER & CO.
BD
CRD#: 665
LAJOLLA, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/15/2024)
IAR
California(3/15/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
