Alejandro Botero

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CRD#: 4958270

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alejandro Botero was a registered financial professional .

Alejandro is a previously registered financial professional and started their career in finance in 2005. Alejandro had worked at 7 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 6321

MINNEAPOLIS, MN

Past

July 18, 2005 - March 18, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2005

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/12/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/15/2005

General Securities Representative Examination

Current Firm

PNC MANAGED ACCOUNT SOLUTIONS, INC.

CRD#: 110476 / SEC#: 801-56131

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Contact information

Main Address

2200 Post Oak Blvd., Houston, TX 77056-4700

Mailing Address

1900 East Ninth Street, Cleveland, OH 44114

Phone number

(800) 762-6111

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

PNC GLOBAL DIRECTIONS FORM ADV PART 2A (3/31/2023)

Regulatory assets under management

Total Number of Accounts	768
AUM (Assets Under Management)	$ 588,442,024

Red Flags

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Firm Stability Insights

Alejandro Botero

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BBVA SECURITIES INC.

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2005

Series 7TO

Date: 3/12/2024

SIE

Date: 10/1/2018

Series 7

Date: 7/15/2005

Current Firm

PNC MANAGED ACCOUNT SOLUTIONS, INC.

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PNC MANAGED ACCOUNT SOLUTIONS, INC.

TRUST BUT VERIFY

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