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Alejandro Botero

BCI SECURITIES
Miami, FL
·CRD# 4958270·21 years experience

Professional Summary

Alejandro Botero is a registered financial advisor currently at BCI SECURITIES, INC. located in Miami, Florida. Alejandro is registered as a RR (Registered Representative) and started their career in finance in 2005. Alejandro has worked at 8 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

BCI SECURITIES, INC.·CRD# 168047
RIA
BD
1450 Brickell Ave. Floor 2800, Miami, FL 33131
July 8, 2026 - Present
PNC MANAGED ACCOUNT SOLUTIONS, INC.·CRD# 110476
RIA
Miami, FL
October 24, 2017 - October 8, 2021
BBVA SECURITIES INC.·CRD# 27060
BD
Miami, FL
September 26, 2017 - October 8, 2021
SANTANDER SECURITIES LLC·CRD# 41791
RIA
Miami, FL
December 23, 2014 - September 26, 2017
SANTANDER SECURITIES LLC·CRD# 41791
BD
Miami, FL
December 22, 2014 - September 26, 2017
HSBC SECURITIES (USA) INC.·CRD# 19585
RIA
Miami, FL
January 26, 2011 - December 9, 2014
HSBC SECURITIES (USA) INC.·CRD# 19585
BD
Miami, FL
January 24, 2011 - December 9, 2014
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Miami, FL
March 31, 2008 - October 16, 2009
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Miami, FL
March 27, 2008 - October 16, 2009
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Miami, FL
August 5, 2005 - March 18, 2008
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
July 18, 2005 - July 3, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Miami, FL
July 18, 2005 - March 18, 2008

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Current Firm

BS
BCI SECURITIES, INC.

BCI SECURITIES, INC.

CRD#: 168047 / SEC#: 801-121997, 8-69287
RIA
Registered Investment Advisory firm - SEC (10/1/2021 Approved)
Florida
Registered Investment Advisory firm - SEC (10/11/2021 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

1450 Brickell Avenue Suite 2850, Miami, FL 33131

Mailing Address

1450 Brickell Avenue Suite 2850, Miami, FL 33131

Phone Number

(305) 929-5500

Established

Florida since 07/05/2011

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

74

SEC notice filing (1 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

FINRA licenses (23 States and Territories)

Registered to provide investment advisory services in 1 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BCI SECURITIES INC. FIRM BROCHURE PART 2A, APPENDIX I (3/31/2026)

Direct owners and executive officers

NamePositionCRD#
BANCO DE CREDITO E INVERSIONES, S.A.SHAREHOLDER—
FOXX, TERESA PENNETDIRECTOR2608603
GARCIA NIETO, FRANCISCO JAVIERDIRECTOR OF SALES6645468
GROOM, PAMELA SNELLCCO2870233
MARTIN-DONADIO, CARLOSCEO/DIRECTOR2550675
MARTINEZ-LEJARZA, JUAN CARLOSDIRECTOR6369051
NODAR, MARIA EUGENIAFINOP/CFO1660104
SEGUNDO, JUAN ALBERTODIRECTOR6353039
VEGA, MARIA GRISELDIRECTOR6235036

Regulatory Assets Under Management

Total Number of Accounts

448

AUM (Assets Under Management)

$402,246,518

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
02/25/2025Cover PageReport

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BCI SECURITIES, INC.

BCI SECURITIES, INC.

CRD#: 168047 / SEC#: 801-121997, 8-69287
RIA
Registered Investment Advisory firm - SEC (10/1/2021 Approved)
Florida
Registered Investment Advisory firm - SEC (10/11/2021 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(7/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2005About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Mar 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 2005About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Alejandro Botero's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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