David E. Dardashti

SPEARHEAD ADVISORS

Newport Beach, CA 92660

Some features on this profile are disabled

CRD#: 4958265

Professional summary

David Eliot Dardashti is a registered financial advisor currently at SPEARHEAD ADVISORS, LLC located in Newport Beach, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. David has worked at 4 firms and has passed the Series 65, Series 63 and Series 17 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Elevate Wealth Advisors, LLC (CRD #323825); investment-related; registered investment advisor; Co-managing Member; 2022; 0 hours per month; 0 hrs during trading hours; Duties: Management and operations; The Company is in the formation stage.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Eliot Dardashti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2021 - Present

SPEARHEAD ADVISORS, LLC

Office #1: 23 Corporate Plaza Suite 150, Newport Beach, CA 92660

RIA

CRD#: 316684

Newport Beach, CA

Past

March 1, 2023 - December 3, 2024

ELEVATE WEALTH ADVISORS, LLC

RIA

CRD#: 323825

Newport Beach, CA

Past

April 17, 2014 - January 13, 2022

MULHOLLAND VISTA CAPITAL ADVISORS, LLC

RIA

CRD#: 170460

LOS ANGELES, CA

Past

April 7, 2008 - June 12, 2013

HSBC SECURITIES (USA) INC.

CRD#: 19585

NEW YORK CITY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/12/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 17

Date: 4/5/2008

Limited Registered Representative Examination

Current Firm

SPEARHEAD ADVISORS, LLC

CRD#: 316684 / SEC#:

California

Registered Investment Advisory firm - (11/2/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

23 Corporate Plaza, Ste 150, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 393-2070

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	87
AUM (Assets Under Management)	$ 26,147,400

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David E. Dardashti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Eliot Dardashti's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPEARHEAD ADVISORS, LLC

ELEVATE WEALTH ADVISORS, LLC

MULHOLLAND VISTA CAPITAL ADVISORS, LLC

HSBC SECURITIES (USA) INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/2014

Series 63

Date: 4/12/2008

Series 17

Date: 4/5/2008

Current Firm

SPEARHEAD ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SPEARHEAD ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors