Diana D. Murphy-belger

FCA CORP

Houston, TX 77024-3925

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CRD#: 4958211

Professional summary

Diana Dale Murphy-belger, who also goes by Diana Dale Belger Mrs., Diana Dale Murphy Ms., Diana Murphy-belger, is a registered financial advisor currently at FCA CORP located in Houston, Texas.

Diana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Diana has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Diana Dale Belger Mrs. | Diana Dale Murphy Ms. | Diana Murphy-Belger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. REGISTERED REPRESENTATIVE WITH FSC SECURITIES CORPORATION 2. STAVIS & COHEN PRIVATE WEALTH POSITION: SVP of Investment Operations NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 12/24/2020 ADDRESS: 1330 Post Oak Blvd, Ste 2190, Houston TX 77056, United States DESCRIPTION: Assist Advisors in their role of providing investment advisory services and comprehensive financial planning to clients under Stavis & Cohen Private Wealth LLC, an Independent RIA. 3. UPLAND LAKES ARCHITECTURAL CONTROL COMMITTEE POSITION: Member NATURE: Home Owners Association INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 08/25/2021 ADDRESS: 1620 Upland Lakes, Houston TX 77043, United States DESCRIPTION: Community member volunteering on the neighborhood Architectural Control Committee to approve property requests and identify properties out of compliance with HOA rules.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diana Dale Murphy-belger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 5, 2022 - Present

FCA CORP

Office #1: 791 Town & Country Blvd. Suite 250, Houston, TX 77024-3925

RIA

CRD#: 110658

Houston, TX

Past

February 15, 2021 - December 5, 2022

STAVIS & COHEN PRIVATE WEALTH, LLC

RIA

CRD#: 312366

HOUSTON, TX

Past

January 9, 2015 - March 15, 2021

SCF PRIVATE WEALTH HOLDINGS, LLC

RIA

CRD#: 151299

HOUSTON, TX

Past

May 13, 2014 - July 8, 2022

FSC SECURITIES CORPORATION

CRD#: 7461

HOUSTON, TX

Past

August 28, 2009 - May 28, 2014

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FCA CORP

FCA CORP | LS GROUP, A DIVISION OF FCA CORP.

CRD#: 110658 / SEC#: 801-20514

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/21/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/26/2009

General Securities Representative Examination

Current Firm

FCA CORP

FCA CORP | LS GROUP, A DIVISION OF FCA CORP.

CRD#: 110658 / SEC#: 801-20514

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

791 Town & Country Blvd. Suite 250, Houston, TX 77024-3925

Mailing Address

Phone number

(713) 781-2856

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (12/24/2024)

Regulatory assets under management

Total Number of Accounts	543
AUM (Assets Under Management)	$ 525,691,326

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2023	Cover Page	Report
01/25/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Diana D. Murphy-belger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Diana Dale Murphy-belger's CRS (Customer Relationship Summary).

Certified licenses

Experience

STAVIS & COHEN PRIVATE WEALTH, LLC

SCF PRIVATE WEALTH HOLDINGS, LLC

FSC SECURITIES CORPORATION

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

FCA CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 11/21/2014

SIE

Date: 10/1/2018

Series 7

Date: 8/26/2009

Current Firm

FCA CORP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FCA CORP

TRUST BUT VERIFY

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