Gregory B. Lessard

ASPEN LEAF WEALTH MANAGEMENT, PBC

Golden, CO 80401

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CRD#: 4958189

Professional summary

Gregory Bruce Lessard, CFP® is a registered financial advisor currently at ASPEN LEAF WEALTH MANAGEMENT, PBC located in Golden, Colorado.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Gregory has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Bruce Lessard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

January 1, 2013 - Present

ASPEN LEAF WEALTH MANAGEMENT, PBC

Office #1: 14143 Denver West Pkwy Suite 100, Golden, CO 80401

RIA

CRD#: 165676

Golden, CO

Past

June 12, 2007 - September 25, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

LAKEWOOD, CO

Past

May 31, 2007 - September 25, 2012

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LAKEWOOD, CO

Past

June 13, 2005 - December 31, 2006

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/1/2013)

IAR

Texas
(5/22/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/8/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/2/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/11/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/11/2005

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ASPEN LEAF WEALTH MANAGEMENT, PBC

CRD#: 165676 / SEC#:

Colorado

Registered Investment Advisory firm - (1/1/2013 Approved)

Ohio

Registered Investment Advisory firm - (3/23/2023 Terminated)

Texas

Registered Investment Advisory firm - (5/22/2015 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

14143 Denver West Pkwy Suite 100, Golden, CO 80401

Mailing Address

Phone number

(720) 593-4660

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	307
AUM (Assets Under Management)	$ 75,525,892

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory B. Lessard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Bruce Lessard's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASPEN LEAF WEALTH MANAGEMENT, PBC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/8/2007

Series 63

Date: 9/2/2005

Series 7

Date: 6/11/2007

Series 6

Date: 6/11/2005

Current Firm

ASPEN LEAF WEALTH MANAGEMENT, PBC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ASPEN LEAF WEALTH MANAGEMENT, PBC

TRUST BUT VERIFY

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