Patricia M. Walton
Professional summary
Patricia Marie Walton, who also goes by Patricia M Denio, Patricia Marie Denio, Patricia M Holowko, Patricia Marie Walton, Patricia Denio Walton, Patricia M Walton Holowko, is a registered financial advisor currently at KING WEALTH MANAGEMENT GROUP, LLC located in Saratoga Springs, New York.
Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Patricia has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patricia Marie Walton's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 12, 2023 - Present
KING WEALTH MANAGEMENT GROUP, LLC
Office #1: 270 W Circular St Suite 1, Saratoga Springs, NY 12866March 31, 2023 - October 2, 2023
LPL FINANCIAL LLC
March 31, 2023 - October 2, 2023
LPL FINANCIAL LLC
September 30, 2021 - October 10, 2022
FAGAN ASSOCIATES INC
March 7, 2014 - June 24, 2021
LPL FINANCIAL LLC
Primary Firm SEC Registration
KING WEALTH MANAGEMENT GROUP, LLC
CRD#: 159550 / SEC#: 801-73023
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/12/2023)
Exams
Series 7TO
Date: 7/12/2022
General Securities Representative ExaminationCurrent Firm
KING WEALTH MANAGEMENT GROUP, LLC
CRD#: 159550 / SEC#: 801-73023
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,743 |
| AUM (Assets Under Management) | $ 931,335,129 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
