David K. Alvarez

PAX FINANCIAL GROUP

San Antonio, TX 78232

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CRD#: 4957825

Professional summary

David K Alvarez, CFP® is a registered financial advisor currently at PAX FINANCIAL GROUP located in San Antonio, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SA Hope Center Non Profit that helps people meet their needs through in-depth case management and wrap-around social services Board Member since 01/2022 not investment related The Blood and Tissue Center Foundation - Board Member, since 2014, less than 2 hours per month, not investment related, and not a paid position Licensed insurance agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David K Alvarez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

September 26, 2019 - Present

PAX FINANCIAL GROUP

Office #1: 270 North Loop 1604 East Suite 200, San Antonio, TX 78232

RIA

CRD#: 284164

San Antonio, TX

Past

December 1, 2015 - August 21, 2019

INTERCONTINENTAL WEALTH ADVISORS, LLC

RIA

CRD#: 114787

SAN ANTONIO, TX

Past

November 12, 2015 - August 21, 2019

INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.

CRD#: 22408

SAN ANTONIO, TX

Past

October 11, 2012 - September 10, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN ANTONIO, TX

Past

October 1, 2008 - September 27, 2012

J.P. MORGAN SECURITIES LLC

CRD#: 79

CHICAGO, IL

Past

October 7, 2005 - October 1, 2008

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PAX FINANCIAL GROUP

PAX FINANCIAL GROUP | PAX FINANCIAL GROUP, LLC | PAX FINANCIAL GROUP INSURANCE SERVICES

CRD#: 284164 / SEC#: 801-107918

RIA

Registered Investment Advisory firm - (6/3/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/26/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/24/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/6/2005

General Securities Representative Examination

Current Firm

PAX FINANCIAL GROUP

PAX FINANCIAL GROUP | PAX FINANCIAL GROUP, LLC | PAX FINANCIAL GROUP INSURANCE SERVICES

CRD#: 284164 / SEC#: 801-107918

RIA

Registered Investment Advisory firm - (6/3/2016 Approved)

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Contact information

Main Address

270 North Loop 1604 East Suite 200, San Antonio, TX 78232

Mailing Address

Phone number

(210) 881-5700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM BROCHURE (7/9/2025)

ADV 2A - FIRM DISCLOSURE BROCHURE (7/9/2025)

Regulatory assets under management

Total Number of Accounts	4,249
AUM (Assets Under Management)	$ 728,473,115

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David K. Alvarez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David K Alvarez's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTERCONTINENTAL WEALTH ADVISORS, LLC

INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES INC.

Primary Firm SEC Registration

PAX FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 2/24/2006

SIE

Date: 10/1/2018

Series 7

Date: 10/6/2005

Current Firm

PAX FINANCIAL GROUP

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PAX FINANCIAL GROUP

TRUST BUT VERIFY

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