Christopher T. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher T Anderson, who also goes by Chris Thomas Anderson, Christopher Thomas Anderson, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2005. Christopher had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2015 - October 30, 2015
FUNDTEQ
January 3, 2015 - January 20, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
December 16, 2014 - January 20, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
July 20, 2012 - February 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 11, 2012 - February 6, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 19, 2007 - October 16, 2007
CHASE INVESTMENT SERVICES CORP.
April 18, 2007 - October 16, 2007
CHASE INVESTMENT SERVICES CORP.
September 27, 2006 - April 12, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
October 24, 2005 - September 15, 2006
FIFTH THIRD SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FUNDTEQ
CRD#: 269857 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 104 |
| AUM (Assets Under Management) | $ 9,112,134 |
Red Flags
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