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Byron A Echeverria

CRD# 4957701·Registered 2005 - 2019
Previously Registered: Being a previously registered professional could mean that Byron is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Byron A Echeverria, who also goes by Byron Alfonso Echererria, Bryon A Echeverria, Byron Alfonso Echeverria, was a registered financial advisor. Byron was a previously registered financial professional and started their career in finance 2005 - 2019. Byron had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Byron Alfonso Echererria, Bryon A Echeverria, Byron Alfonso Echeverria

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

SLAVIC INVESTMENT CORPORATION·CRD# 22885
BD
Boca Raton, FL
November 10, 2015 - May 7, 2019
MORGAN STANLEY·CRD# 149777
BD
Houston, TX
May 19, 2011 - May 28, 2015
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Houston, TX
August 20, 2007 - May 20, 2011
STANFORD GROUP COMPANY·CRD# 39285
BD
Houston, TX
March 27, 2007 - June 20, 2007
APS FINANCIAL CORPORATION·CRD# 10033
BD
Austin, TX
August 8, 2005 - August 14, 2006

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Current Firm

SI
SLAVIC INVESTMENT CORPORATION

SLAVIC INVESTMENT CORPORATION

CRD#: 22885 / SEC#: 8-40024
BD
Terminated by SEC on 11/05/2019

Contact Information

Established

Florida since 07/05/1988

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
SLAVIC, JOHN JULIUSCHIEF EXECUTIVE OFFICER1651153
SLAVIC, JOHN JULIUSCHIEF COMPLIANCE OFFICER1651153
SLAVIC, JOHN JULIUSPRESIDENT1651153
SANDLER, MICHAEL ABRAHAMSTOCKHOLDER1651152
MOORE, ALAN HARTSTOCKHOLDER—
CELESTIN, DIGANNE SFINANCIAL & OPERATIONS PRINCIPAL5017719
CELESTIN, DIGANNE SCOMPTROLLER5017719
EGORT, LAWRENCE KEITHSTOCKHOLDER—
SCHOENMAKER, JAMES MARTINSTOCKHOLDER2704722

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2006About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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