Byron A. Echeverria
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Byron A Echeverria, who also goes by Byron Alfonso Echererria, Bryon A Echeverria, Byron Alfonso Echeverria, was a registered financial professional .
Byron is a previously registered financial professional and started their career in finance in 2005. Byron had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 10, 2015 - May 7, 2019
SLAVIC INVESTMENT CORPORATION
May 19, 2011 - May 28, 2015
MORGAN STANLEY
August 20, 2007 - May 20, 2011
UBS FINANCIAL SERVICES INC.
March 27, 2007 - June 20, 2007
STANFORD GROUP COMPANY
August 8, 2005 - August 14, 2006
APS FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SLAVIC INVESTMENT CORPORATION
CRD#: 22885 / SEC#: , 8-40024
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SLAVIC, JOHN JULIUS | CHIEF EXECUTIVE OFFICER | 1651153 |
| SLAVIC, JOHN JULIUS | CHIEF COMPLIANCE OFFICER | 1651153 |
| SLAVIC, JOHN JULIUS | PRESIDENT | 1651153 |
| SANDLER, MICHAEL ABRAHAM | STOCKHOLDER | 1651152 |
| MOORE, ALAN HART | STOCKHOLDER | |
| CELESTIN, DIGANNE S | FINANCIAL & OPERATIONS PRINCIPAL | 5017719 |
| CELESTIN, DIGANNE S | COMPTROLLER | 5017719 |
| EGORT, LAWRENCE KEITH | STOCKHOLDER | |
| SCHOENMAKER, JAMES MARTIN | STOCKHOLDER | 2704722 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
