Victor K. Lai
Professional summary
Victor K Lai, CFA is a registered financial advisor currently at BELLWETHER CAPITAL MANAGEMENT LLC located in El Dorado Hills, California.
Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Victor has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Victor K Lai's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 26, 2011 - Present
BELLWETHER CAPITAL MANAGEMENT LLC
Office #1: 5170 Golden Foothill Pkwy, El Dorado Hills, CA 95762April 24, 2009 - January 18, 2011
LPL FINANCIAL LLC
April 24, 2009 - January 18, 2011
LPL FINANCIAL LLC
August 19, 2008 - January 13, 2009
ATEL SECURITIES CORPORATION
December 9, 2005 - August 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 7, 2005 - August 19, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/26/2011)
(8/26/2022)
Exams
Current Firm
BELLWETHER CAPITAL MANAGEMENT LLC
CRD#: 153633 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 26,300,000 |
Red Flags
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Company Information
BELLWETHER CAPITAL MANAGEMENT LLC
CRD#: 153633El Dorado Hills, CA 95762TRUST BUT VERIFY
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