Drew Wesley Brooks
Professional Summary
Drew Wesley Brooks is a registered financial advisor currently at MSEC, LLC located in Overland Park, Kansas. Drew is registered as a RR (Registered Representative) and started their career in finance in 2007. Drew has worked at 2 firms and has passed the Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
ATX PORTFOLIO ADVISORS, LLC
FOURSTAR WEALTH ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
ATX PORTFOLIO ADVISORS, LLC
FOURSTAR WEALTH ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
ATX PORTFOLIO ADVISORS, LLC
FOURSTAR WEALTH ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
ATX PORTFOLIO ADVISORS, LLC
FOURSTAR WEALTH ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
Years of Experience
19 years in the financial services industry
Current & Past Employments
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
ATX PORTFOLIO ADVISORS, LLC
FOURSTAR WEALTH ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
Current Firm
MARINER | MSEC, LLC | MONTAGE SECURITIES, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH
Contact Information
Main Address
5700 W 112th Street Suite 500, Overland Park, KS 66211Mailing Address
5700 W 112th Street Suite 500, Overland Park, KS 66211Phone Number
(913) 904-5700Established
Delaware since 05/13/2010Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
ATX PORTFOLIO ADVISORS, LLC
FOURSTAR WEALTH ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
ATX PORTFOLIO ADVISORS, LLC
FOURSTAR WEALTH ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 52TO — Municipal Securities Representative Examination
Passed Jan 2023About the Series 52TO examSRO Registrations
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
ATX PORTFOLIO ADVISORS, LLC
FOURSTAR WEALTH ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
CRS (Client Relationship Summary) - BD
Click below to view Drew Wesley Brooks's CRS (Customer Relationship Summary).
Similar Advisors
WELLS FARGO CLEARING SERVICES, LLC
ATX PORTFOLIO ADVISORS, LLC
FOURSTAR WEALTH ADVISORS, LLC
EDELMAN FINANCIAL ENGINES
