Brian E. Gray

GRAYLARK FINANCIAL

Erie, CO

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CRD#: 4957599

Professional summary

Brian Erle Gray is a registered financial advisor currently at GRAYLARK FINANCIAL, LLC located in Erie, Colorado.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brian has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). Graylark Insurance Services LLC INVESTMENT RELATED?: NO ADDRESS OF OTHER BUSINESS: 774 Pagoda Ct, Erie, CO 80516 NATURE OF OTHER BUSINESS: INSURANCE AND ANNUITY SALES, CONSOLIDATED TAX RETURNS YOUR POSITION: Owner and Manager START DATE: 4/2023 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS PER MONTH: 40 HOW MANY HOURS YOU DEVOTE TO THE OTHER BUSINESS PER MONTH DURING SECURITIES TRADING HOURS: 40 BRIEFLY DESCRIBE YOUR DUTIES: INSURANCE AND ANNUITY SALES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Erle Gray's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2023 - Present

GRAYLARK FINANCIAL, LLC

RIA

CRD#: 325833

Erie, CO

Past

July 8, 2019 - May 4, 2023

APO FINANCIAL SERVICES, LLC

RIA

CRD#: 297647

WESTMINSTER, CO

Past

April 23, 2012 - August 13, 2019

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

BOULDER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/4/2023)

IAR

South Carolina
(7/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/24/2012

Uniform Investment Adviser Law Examination

Current Firm

GRAYLARK FINANCIAL, LLC

BG FINANCIAL SERVICES, LLC | GRAYLARK FINANCIAL, LLC

CRD#: 325833 / SEC#: 801-127663

RIA

Registered Investment Advisory firm - (9/1/2023 Terminated)

Colorado

Registered Investment Advisory firm - (8/31/2023 Approved)

South Carolina

Registered Investment Advisory firm - (7/17/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Bluffton, SC

Mailing Address

Phone number

(843) 931-4900

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	169
AUM (Assets Under Management)	$ 39,008,731

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian E. Gray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Erle Gray's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRAYLARK FINANCIAL, LLC

APO FINANCIAL SERVICES, LLC

HORTER INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/24/2012

Current Firm

GRAYLARK FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GRAYLARK FINANCIAL, LLC

TRUST BUT VERIFY

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