Benjamin E. Tegel

FARTHER

Akron, OH 44333

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CRD#: 4957197

Professional summary

Benjamin Earl Tegel, who also goes by Benjamin E Tegel, is a registered financial advisor currently at FARTHER located in Akron, Ohio.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Benjamin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Benjamin E Tegel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of other business: Upstream Therapeutics; Is business Investment related: No; Address of other business: 8180 Brecksville Rd, Suite 207, Brecksville, OH 44141; Nature of other business: Upstream Therapeutics; Your position: Partner; Nature of Business: Genetics analysis; Start date of relationship: March 2022; Approx. # of hours /month devote to other business: 5; Number of hours devoted to other business during securities trading hours: 0; Briefly describe duties: Business Advisor, Investor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Earl Tegel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 7, 2025 - Present

FARTHER

Office #1: 3700 Embassy Parkway Suite 340, Akron, OH 44333

RIA

CRD#: 302050

Akron, OH

Past

November 6, 2024 - January 2, 2025

FARTHER

RIA

CRD#: 302050

Copley, OH

Past

June 12, 2015 - September 4, 2025

AUXIN GROUP WEALTH MANAGEMENT, LLC

RIA

CRD#: 226599

AKRON, OH

Past

September 24, 2010 - June 23, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

AKRON, OH

Past

September 24, 2010 - June 23, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

AKRON, OH

Past

July 25, 2005 - September 28, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BATH, OH

Past

July 8, 2005 - September 28, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BATH, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/22/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 6/23/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/7/2005

General Securities Representative Examination

Current Firm

FARTHER

CRD#: 302050 / SEC#: 801-116721

RIA

Registered Investment Advisory firm - (7/19/2019 Approved)

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Contact information

Main Address

345 California Street Suite 600, San Francisco, CA 94104

Mailing Address

Phone number

(628) 246-8004

Established

Firm type

Fiscal year end

# of Employees

275

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 (8/11/2025)

FORM ADV PART 2A (8/11/2025)

Regulatory assets under management

Total Number of Accounts	24,245
AUM (Assets Under Management)	$ 7,523,810,877

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Benjamin E. Tegel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Earl Tegel's CRS (Customer Relationship Summary).

Certified licenses

Experience

FARTHER

AUXIN GROUP WEALTH MANAGEMENT, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FARTHER

State Registrations and Notice Filings

Exams

Series 66

Date: 7/22/2005

SIE

Date: 6/23/2015

Series 7

Date: 7/7/2005

Current Firm

FARTHER

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FARTHER

TRUST BUT VERIFY

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