Nikki K. Polistina

STABLEFORD CAPITAL LLC

Scottsdale, AZ 85254

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CRD#: 4957185

Professional summary

Nikki Kay Polistina, CFP®, who also goes by Nikki Kay Sutcliffe, is a registered financial advisor currently at STABLEFORD CAPITAL LLC located in Scottsdale, Arizona and REALTA EQUITIES, INC. located in Scottsdale, Arizona.

Nikki is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Nikki has worked at 9 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nikki Kay Sutcliffe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Stableford Capital. Investment Related. 14648 North Scottsdale Rd Suite 130 Scottsdale, AZ 85254. RIA. Director of Client Relations. 05/2018. 160 Hrs/Mo; All During Trading Hours. Working with Clients on Financial Planning and Client Service. 2. Realta Equities, Inc./investment related/Scottsdale, AZ/registered representative/July 2025/less than 30 hours per month and during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nikki Kay Polistina's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

June 14, 2018 - Present

STABLEFORD CAPITAL LLC

Office #1: 14648 N. Scottsdale Road Suite 130, Scottsdale, AZ 85254

RIA

CRD#: 173383

Scottsdale, AZ

Current

July 30, 2025 - Present

REALTA EQUITIES, INC.

Office #1: 14648 N Scottsdale Avenue Suite 130, Scottsdale, AZ 85254

CRD#: 23769

SCOTTSDALE, AZ

Past

June 12, 2018 - July 18, 2025

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Scottsdale, AZ

Past

May 22, 2015 - April 16, 2018

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Phoenix, AZ

Past

May 28, 2013 - May 22, 2015

SCHWAB WEALTH ADVISORY, INC.

RIA

CRD#: 159035

PHOENIX, AZ

Past

May 28, 2013 - April 16, 2018

CHARLES SCHWAB & CO., INC.

CRD#: 5393

Phoenix, AZ

Past

June 21, 2011 - May 10, 2013

GIRARD CAPITAL, LLC

CRD#: 151194

KING OF PRUSSIA, PA

Past

May 13, 2011 - May 10, 2013

GIRARD PARTNERS LTD.

RIA

CRD#: 39163

KING OF PRUSSIA, PA

Past

May 10, 2006 - December 8, 2010

GIRARD PARTNERS LTD.

RIA

CRD#: 39163

KING OF PRUSSIA, PA

Past

May 10, 2006 - December 8, 2010

GIRARD PARTNERS LTD.

CRD#: 39163

KING OF PRUSSIA, PA

Past

September 12, 2005 - April 3, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

W. CONSHOHOCKEN, PA

Past

July 20, 2005 - April 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 20, 2005 - April 3, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STABLEFORD CAPITAL LLC

STABLEFORD CAPITAL LLC | STABLEFORD CAPITAL, LLC

CRD#: 173383 / SEC#: 801-80522

RIA

Registered Investment Advisory firm - (11/7/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(6/14/2018)

Arizona
(8/5/2025)

California
(7/30/2025)

Colorado
(7/30/2025)

Illinois
(7/30/2025)

Indiana
(7/30/2025)

Michigan
(7/30/2025)

North Dakota
(7/30/2025)

Texas
(7/30/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/9/2013

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/9/2005

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/19/2005

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

STABLEFORD CAPITAL LLC

STABLEFORD CAPITAL LLC | STABLEFORD CAPITAL, LLC

CRD#: 173383 / SEC#: 801-80522

RIA

Registered Investment Advisory firm - (11/7/2014 Approved)

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Contact information

Main Address

14648 N. Scottsdale Road Suite 130, Scottsdale, AZ 85254

Mailing Address

Phone number

(480) 493-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 (9/19/2025)

Regulatory assets under management

Total Number of Accounts	263
AUM (Assets Under Management)	$ 280,682,043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nikki K. Polistina

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nikki Kay Polistina's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

PURSHE KAPLAN STERLING INVESTMENTS

CHARLES SCHWAB & CO., INC.

SCHWAB WEALTH ADVISORY, INC.

CHARLES SCHWAB & CO., INC.

GIRARD CAPITAL, LLC

GIRARD PARTNERS LTD.

GIRARD PARTNERS LTD.

GIRARD PARTNERS LTD.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

STABLEFORD CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/9/2013

Series 66

Date: 9/9/2005

SIE

Date: 10/1/2018

Series 7

Date: 7/19/2005

FINRA

Current Firm

STABLEFORD CAPITAL LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STABLEFORD CAPITAL LLC

TRUST BUT VERIFY

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