Michael A. Steele

MAINSTREET ADVISORS

Chicago, IL 60602-2424

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CRD#: 4956948

Professional summary

Michael Allen Steele, who also goes by Michael A Steele, is a registered financial advisor currently at MAINSTREET ADVISORS located in Chicago, Illinois.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Michael has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael A Steele

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

the name of the other business - BS Pub Racing Enterprises the address of the other business - 1303 W Winona, Chicago, IL 60640 the nature of the other business - horse ownership your position, title, or relationship with the other business - owner the start date of your relationship - 10/10/2018 the approximate number of hours/month you devote to the other business - 12 hours per month the number of hours you devote to the other business during securities trading hours - 0 briefly describe your duties relating to the other business - horse ownership

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Steele's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2014 - Present

MAINSTREET ADVISORS

Office #1: 120 N. Lasalle Street Suite 3300, Chicago, IL 60602-2424

RIA

CRD#: 146615

Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAINSTREET ADVISORS

MAINSTREET ADVISORS | MAINSTREET INVESTMENT ADVISORS LLC

CRD#: 146615 / SEC#: 801-68930

RIA

Registered Investment Advisory firm - (3/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(5/19/2014)

IAR

Nebraska
(9/7/2022)

IAR

Texas
(5/27/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2014

Uniform Investment Adviser Law Examination

Current Firm

MAINSTREET ADVISORS

MAINSTREET ADVISORS | MAINSTREET INVESTMENT ADVISORS LLC

CRD#: 146615 / SEC#: 801-68930

RIA

Registered Investment Advisory firm - (3/12/2008 Approved)

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Contact information

Main Address

120 N. Lasalle Street Suite 3300, Chicago, IL 60602-2424

Mailing Address

Phone number

(312) 223-0270

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAINSTREET ADVISORS ADV PART 2A 03-25-2025 (4/8/2025)

Regulatory assets under management

Total Number of Accounts	5,683
AUM (Assets Under Management)	$ 5,409,800,392

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/29/2024	Cover Page	Report
01/26/2024	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael A. Steele

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Allen Steele's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAINSTREET ADVISORS

Primary Firm SEC Registration

MAINSTREET ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2014

Current Firm

MAINSTREET ADVISORS

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MAINSTREET ADVISORS

TRUST BUT VERIFY

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