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Matthew David Sauer

MDS WEALTH ADVISORS
WILLIAMSTOWN, MA
·CRD# 4956859·21 years experience

Professional Summary

Matthew David Sauer is a registered financial advisor currently at MDS WEALTH ADVISORS, LLC located in Williamstown, Massachusetts. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Matthew has worked at 3 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

MDS WEALTH ADVISORS, LLC·CRD# 171755
RIA
Williamstown, MA
February 3, 2015 - Present
ATLAS PRIVATE WEALTH MANAGEMENT, LLC·CRD# 145331
RIA
Williamstown, MA
October 18, 2007 - June 3, 2014
DION MONEY MANAGEMENT INC·CRD# 110914
RIA
Williamstown, MA
May 25, 2005 - October 19, 2007

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Current Firm

MW
MDS WEALTH ADVISORS, LLC

MDS WEALTH ADVISORS | MDS WEALTH ADVISORS, LLC

CRD#: 171755
Louisiana
Registered Investment Advisory firm - Louisiana (8/3/2015 Approved)
Massachusetts
Registered Investment Advisory firm - Massachusetts (2/3/2015 Approved)
Texas
Registered Investment Advisory firm - Texas (11/13/2015 Conditional Restricted)
Vermont
Registered Investment Advisory firm - Vermont (2/10/2016 Approved)

Contact Information

Main Address

Williamstown, MA

Phone Number

(844) 336-9878

# of Employees

3

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

52

AUM (Assets Under Management)

$26,986,241

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MATTHEW DAVID SAUER IS A LAWYER AND FROM TIME TO TIME, MAY OFFER CLIENTS ADVICE OR PRODUCTS FROM THOSE ACTIVITIES AND CLIENTS SHOULD BE AWARE THAT THESE SERVICES MAY INVOLVE A CONFLICT OF INTEREST. MDSWA ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT AND CLIENTS ARE IN NO WAY REQUIRED TO UTILIZE THE SERVICES OF ANY REPRESENTATIVE OF MDSWA IN CONNECTION WITH SUCH INDIVIDUAL'S ACTIVITIES OUTSIDE OF MDSWA. MATTHEW DAVID SAUER IS THE FOUNDER, PRESIDENT, PUBLISHER AND CHIEF INVESTMENT OFFICER OF MUTUAL FUND INVESTOR GUIDE, LLC. THE MUTUAL FUND INVESTOR GUIDE PUBLISHES IMPERSONAL FINANCIAL ARTICLES BY SUBSCRIPTION. MR. SAUER'S ARTICLES HAVE EDUCATIONAL INVESTMENT BASED CONTENT AND ANALYTICAL CONTENT WHICH COMPLEMENTS THE RESEARCH ACTIVITIES OF MDSWA FOR ITS CLIENTS. THIS ACTIVITY INVOLVES UP TO 15% OF MR. SAUER'S TIME. SUBSCRIBERS OF THE MUTUAL FUND INVESTOR GUIDE WILL BE OFFERED MDSWA'S ADVISORY SERVICES FOR A SEPARATE, ADDITIONAL FEE AND PURSUANT TO A SEPARATE WRITTEN ADVISORY AGREEMENT. CLIENTS SHOULD BE AWARE THAT THESE SERVICES INVOLVE A CONFLICT OF INTEREST. MOREOVER, SUBSCRIBERS OF THE MUTUAL FUND INVESTOR GUIDE ARE IN NO WAY REQUIRED TO THE SERVICES OF MDSWA, NOR ARE CLIENTS OF MDSWA REQUIRED TO SUBSCRIBE TO THE MUTUAL FUND INVESTOR GUIDE OR OTHERWISE UTILIZE THE SERVICES OF ANY REPRESENTATIVE IN CONNECTION WITH SUCH INDIVIDUAL'S ACTIVITIES OUTSIDE OF MDSWA. MDSWA ALWAYS ACTS IN THE BEST INTEREST OF ITS CLIENTS. MATTHEW DAVID SAUER SPENDS 15 HOURS PER WEEK OF HIS TIME ON THOSE ACTIVITIES.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Louisiana
(8/3/2015)
IAR
Massachusetts
(2/3/2015)
IAR
Texas
(11/13/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2005About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Sauer's CRS (Customer Relationship Summary).

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