MS
Matthew D. Sauer
MDS WEALTH ADVISORS
Williamstown, MA
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CRD#: 4956859
MS
Professional summary
Matthew David Sauer is a registered financial advisor currently at MDS WEALTH ADVISORS, LLC located in Williamstown, Massachusetts.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Matthew has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MATTHEW DAVID SAUER IS A LAWYER AND FROM TIME TO TIME, MAY OFFER CLIENTS ADVICE OR PRODUCTS FROM THOSE ACTIVITIES AND CLIENTS SHOULD BE AWARE THAT THESE SERVICES MAY INVOLVE A CONFLICT OF INTEREST. MDSWA ALWAYS ACTS IN THE BEST INTEREST OF THE CLIENT AND CLIENTS ARE IN NO WAY REQUIRED TO UTILIZE THE SERVICES OF ANY REPRESENTATIVE OF MDSWA IN CONNECTION WITH SUCH INDIVIDUAL'S ACTIVITIES OUTSIDE OF MDSWA.
MATTHEW DAVID SAUER IS THE FOUNDER, PRESIDENT, PUBLISHER AND CHIEF INVESTMENT OFFICER OF MUTUAL FUND INVESTOR GUIDE, LLC. THE MUTUAL FUND INVESTOR GUIDE PUBLISHES IMPERSONAL FINANCIAL ARTICLES BY SUBSCRIPTION. MR. SAUER'S ARTICLES HAVE EDUCATIONAL INVESTMENT BASED CONTENT AND ANALYTICAL CONTENT WHICH COMPLEMENTS THE RESEARCH ACTIVITIES OF MDSWA FOR ITS CLIENTS. THIS ACTIVITY INVOLVES UP TO 15% OF MR. SAUER'S TIME. SUBSCRIBERS OF THE MUTUAL FUND INVESTOR GUIDE WILL BE OFFERED MDSWA'S ADVISORY SERVICES FOR A SEPARATE, ADDITIONAL FEE AND PURSUANT TO A SEPARATE WRITTEN ADVISORY AGREEMENT. CLIENTS SHOULD BE AWARE THAT THESE SERVICES INVOLVE A CONFLICT OF INTEREST. MOREOVER, SUBSCRIBERS OF THE MUTUAL FUND INVESTOR GUIDE ARE IN NO WAY REQUIRED TO THE SERVICES OF MDSWA, NOR ARE CLIENTS OF MDSWA REQUIRED TO SUBSCRIBE TO THE MUTUAL FUND INVESTOR GUIDE OR OTHERWISE UTILIZE THE SERVICES OF ANY REPRESENTATIVE IN CONNECTION WITH SUCH INDIVIDUAL'S ACTIVITIES OUTSIDE OF MDSWA. MDSWA ALWAYS ACTS IN THE BEST INTEREST OF ITS CLIENTS.
MATTHEW DAVID SAUER SPENDS 15 HOURS PER WEEK OF HIS TIME ON THOSE ACTIVITIES.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew David Sauer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 3, 2015 - Present
MDS WEALTH ADVISORS, LLC
RIA
CRD#: 171755
Williamstown, MA
Past
October 18, 2007 - June 3, 2014
ATLAS PRIVATE WEALTH MANAGEMENT, LLC
RIA
CRD#: 145331
WILLIAMSTOWN, MA
Past
May 25, 2005 - October 19, 2007
DION MONEY MANAGEMENT INC
RIA
CRD#: 110914
WILLIAMSTOWN, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(8/3/2015)
IAR
Massachusetts(2/3/2015)
IAR
Texas(11/13/2015)
IAR
Vermont(2/10/2016)
Current Firm
MW
MDS WEALTH ADVISORS, LLC
MDS WEALTH ADVISORS | MDS WEALTH ADVISORS, LLC
CRD#: 171755 / SEC#:
Louisiana
Registered Investment Advisory firm - (8/3/2015 Approved)Massachusetts
Registered Investment Advisory firm - (2/3/2015 Approved)Texas
Registered Investment Advisory firm - (11/13/2015 Conditional Restricted)Vermont
Registered Investment Advisory firm - (2/10/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Williamstown, MA
Mailing Address
Phone number
(844) 336-9878
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 67 |
| AUM (Assets Under Management) | $ 27,767,399 |
Red Flags
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