Jennifer K. Forsyth

PRAXESS ADVISORS

Nashville, TN 37203

Some features on this profile are disabled

CRD#: 4956758

Professional summary

Jennifer Kristin Forsyth, who also goes by Jennifer Kristin Forsyth, Jennifer Forsyth, Jennifer Kristin Vollmar, Jennifer Vollmar, is a registered financial advisor currently at PRAXESS ADVISORS, LLC located in Nashville, Tennessee and PRAXESS SECURITIES, LLC located in Nashville, Tennessee.

Jennifer is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Jennifer has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, Series 7TO, SIE, Series 7, Series 24 and Series 28 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Kristin Forsyth | Jennifer Forsyth | Jennifer Kristin Vollmar | Jennifer Vollmar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Kristin Forsyth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2024 - Present

PRAXESS ADVISORS, LLC

Office #1: 3102 West End Avenue Suite 400, Nashville, TN 37203

RIA

CRD#: 328304

Nashville, TN

Current

January 26, 2024 - Present

PRAXESS SECURITIES, LLC

Office #1: 3102 West End Avenue Suite 400, Nashville, TN 37203Office #2: 3102 West End Avenue Suite 400, Nashville, TN 37203

CRD#: 326036

Nashville, TN

Past

December 2, 2014 - October 8, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

May 21, 2013 - December 2, 2014

UBS SECURITIES LLC

CRD#: 7654

STAMFORD, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/26/2024)

Alaska
(3/1/2024)

Arizona
(2/14/2024)

Arkansas
(3/22/2024)

California
(2/9/2024)

Colorado
(2/22/2024)

Connecticut
(2/26/2024)

Delaware
(2/16/2024)

District of Columbia
(4/9/2024)

Florida
(4/18/2024)

Georgia
(2/19/2024)

Hawaii
(3/15/2024)

Idaho
(3/6/2024)

Illinois
(4/25/2024)

Indiana
(5/22/2024)

Iowa
(3/4/2024)

Kansas
(3/5/2024)

Kentucky
(2/6/2024)

Louisiana
(3/4/2024)

Maine
(3/11/2024)

Maryland
(3/20/2024)

Massachusetts
(6/14/2024)

Michigan
(4/24/2024)

Minnesota
(3/25/2024)

Mississippi
(2/27/2024)

Missouri
(4/17/2024)

Montana
(3/13/2024)

Nebraska
(3/15/2024)

Nevada
(2/28/2024)

New Hampshire
(5/8/2024)

New Jersey
(3/21/2024)

New Mexico
(5/23/2024)

New York
(2/6/2024)

North Carolina
(2/9/2024)

North Dakota
(4/25/2024)

Ohio
(2/20/2024)

Oklahoma
(3/4/2024)

Oregon
(3/13/2024)

Pennsylvania
(2/29/2024)

Puerto Rico
(6/4/2024)

Rhode Island
(2/28/2024)

South Carolina
(3/11/2024)

South Dakota
(3/8/2024)

Tennessee
(1/31/2024)

IAR

Tennessee
(5/8/2024)

Texas
(2/17/2024)

Utah
(2/27/2024)

Vermont
(3/13/2024)

Virgin Islands
(5/15/2024)

Virginia
(3/16/2024)

Washington
(2/28/2024)

West Virginia
(3/27/2024)

Wisconsin
(2/22/2024)

Wyoming
(4/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/23/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 9/25/2025

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 2/28/2024

Operations Professional Examination

General Industry/Product Exam

Series 7TO

Date: 9/22/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/14/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/20/2013

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/19/2023

General Securities Principal Examination

Principal/Supervisory Exam

Series 28

Date: 7/18/2023

Introducing Broker/Dealer Financial Operations Principal Examination

SRO Registrations

FINRA

Current Firm

PRAXESS ADVISORS, LLC

CRD#: 328304 / SEC#:

Tennessee

Registered Investment Advisory firm - (1/1/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3102 West End Avenue Suite 400, Nashville, TN 37203

Mailing Address

Phone number

(314) 308-6689

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Eric Berner

LPL FINANCIAL LLC

IAR

HENDERSONVILLE, TN

Thomas Ennis

TRUIST ADVISORY SERVICES, INC.

IAR

SUITE 620, TN

James Parker

MORGAN STANLEY

IAR

Franklin, TN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jennifer K. Forsyth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Kristin Forsyth's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRAXESS SECURITIES, LLC

UBS FINANCIAL SERVICES INC.

UBS SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/23/2023

Series 79TO

Date: 9/25/2025

Series 99TO

Date: 2/28/2024

Series 7TO

Date: 9/22/2023

SIE

Date: 8/14/2023

Series 7

Date: 5/20/2013

Series 24

Date: 12/19/2023

Series 28

Date: 7/18/2023

FINRA

Current Firm

PRAXESS ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

PRAXESS ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors