Nicholas R. Skinner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Robert Skinner, who also goes by Nicholas Robert Patrick Skinner, Nick Skinner, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2005. Nicholas had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 20, 2009 - July 16, 2012
TD AMERITRADE, INC.
May 20, 2009 - July 16, 2012
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
May 20, 2009 - July 16, 2012
TD AMERITRADE, INC.
February 13, 2008 - September 18, 2008
CITIGROUP GLOBAL MARKETS INC.
February 13, 2008 - September 18, 2008
CITIGROUP GLOBAL MARKETS INC.
December 3, 2007 - January 11, 2008
FIDELITY BROKERAGE SERVICES LLC
August 24, 2005 - November 13, 2006
WADDELL & REED
August 24, 2005 - November 13, 2006
WADDELL & REED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
