Ozgu N. Tokgoz
Professional summary
Ozgu Nmn Tokgoz, who also goes by Ozgu Tokgoz, is a registered financial professional currently at SINE QUA NON CAPITAL LLC located in Delray Beach, Florida and BLUE QUARTZ INVESTMENTS located in Tacoma, Washington.
Ozgu is registered as a RR (Registered Representative) and started their career in finance in 2005. Ozgu has worked at 3 firms and has passed the Series 63, Series 65, Series 99TO, Series 82TO, Series 79TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ozgu Nmn Tokgoz's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2024 - Present
SINE QUA NON CAPITAL LLC
Office #1: 9736 Rennes Ln, Delray Beach, FL 33446June 24, 2025 - Present
BLUE QUARTZ INVESTMENTS
May 18, 2005 - December 31, 2005
TYCHE GLOBAL INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/8/2025)
(1/14/2025)
(6/24/2025)
Exams
Series 99TO
Date: 6/24/2025
Operations Professional ExaminationSeries 82TO
Date: 11/5/2024
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 2/23/2024
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 10/23/2023
General Securities Representative ExaminationFINRA
Current Firm
BLUE QUARTZ INVESTMENTS
CRD#: 326116 / SEC#: , 8-71126
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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Company Information
BLUE QUARTZ INVESTMENTS
CRD#: 326116Delray Beach, FL 33446TRUST BUT VERIFY
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