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Michael D. Brown

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CRD#: 4956133
MB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael David Brown was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2005. Michael had worked at 3 firms and has passed the Series 63, Series 79TO, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 3, 2023 - May 1, 2025

S2K FINANCIAL LLC

BD
CRD#: 248786
ORLANDO, FL
Past

July 18, 2019 - January 22, 2021

S2K FINANCIAL LLC

BD
CRD#: 248786
ORLANDO, FL
Past

February 12, 2010 - March 1, 2018

CANTOR FITZGERALD & CO.

BD
CRD#: 134
NEW YORK, NY
Past

August 17, 2005 - December 31, 2009

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/9/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 2/3/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 2/3/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/16/2005
General Securities Representative Examination

Current Firm

SF
S2K FINANCIAL LLC
S2K FINANCIAL LLC

CRD#: 248786 / SEC#: , 8-69628

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
9145 Narcoossee Road Suite 207, Orlando, FL 32827
Mailing Address
9145 Narcoossee Road Suite 207, Orlando, FL 32827
Phone number
(646) 430-6745
Established
Delaware since 05/15/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
S2K PARTNERS CO. LLCMANAGING MEMBER
KANTOR, STEVEN LLOYDCHIEF EXECUTIVE OFFICER, PRINCIPAL1304537
KELLY, AMY LEIGHANNCOO2561837
MALANOSKI, MARY LOUISEFINANCIAL AND OPERATIONS PRINCIPAL731794
PERSAUD, CALVIN RYANCHIEF COMPLIANCE OFFICER/AMLCO3261683

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

S2K FINANCIAL LLC

CRD#: 248786

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