TT
Todd W. Thompson
ROGUE ADVISORS
Buckeye, AZ
Some features on this profile are disabled
CRD#: 4955980
TT
Professional summary
Todd William Thompson is a registered financial advisor currently at ROGUE ADVISORS, LLC located in Buckeye, Arizona.
Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Todd has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Todd William Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 24, 2005 - Present
ROGUE ADVISORS, LLC
Office #2: 1246 Ne 7th Street Suite B, Grants Pass, OR 97526RIA
CRD#: 132105
Buckeye, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/1/2024)
IAR
Oregon(6/24/2005)
Current Firm
RA
ROGUE ADVISORS, LLC
ROGUE ADVISORS, LLC
CRD#: 132105 / SEC#: 801-63283
RIA
Registered Investment Advisory firm - (3/30/2005 Terminated)Arizona
Registered Investment Advisory firm - (1/1/2024 Approved)Oregon
Registered Investment Advisory firm - (6/24/2005 Approved)Texas
Registered Investment Advisory firm - (7/10/2024 Conditional Restricted)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1246 Ne 7th St. Suite B, Grants Pass, OR 97526
Mailing Address
Phone number
(541) 474-9700
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 311 |
| AUM (Assets Under Management) | $ 65,349,170 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
