Meiewyn C. Avent
Professional summary
Meiewyn Claryse Avent was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Meiewyn is a previously registered financial professional and started their career in finance in 2005. Prior to being barred, Meiewyn had worked at 7 firms, which includes ALLIANCE-ONE INVESTMENTS LLC, NEW ENGLAND SECURITIES, MSI FINANCIAL SERVICES INC., METLIFE INVESTORS DISTRIBUTION COMPANY, RIVERSOURCE DISTRIBUTORS INC., LPL FINANCIAL LLC, VANGUARD MARKETING CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2017 - December 20, 2018
ALLIANCE-ONE INVESTMENTS, LLC
February 27, 2014 - January 2, 2015
NEW ENGLAND SECURITIES
February 27, 2014 - June 30, 2016
MSI FINANCIAL SERVICES, INC.
January 14, 2014 - August 11, 2017
METLIFE INVESTORS DISTRIBUTION COMPANY
October 18, 2010 - November 10, 2011
RIVERSOURCE DISTRIBUTORS, INC.
May 22, 2007 - January 4, 2010
LPL FINANCIAL LLC
May 27, 2005 - April 26, 2007
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIANCE-ONE INVESTMENTS, LLC
CRD#: 286025 / SEC#: , 8-69868
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
