Jake M. Mcglone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jake Michael Mcglone was a registered financial professional .
Jake is a previously registered financial professional and started their career in finance in 2005. Jake had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2019 - March 4, 2019
CHELSEA FINANCIAL SERVICES
February 11, 2015 - June 12, 2018
SCF SECURITIES, INC.
February 13, 2013 - February 17, 2015
D.A. DAVIDSON & CO.
January 1, 2008 - February 14, 2013
WELLS FARGO CLEARING SERVICES, LLC
March 16, 2007 - January 3, 2008
A. G. EDWARDS & SONS, INC.
September 28, 2005 - March 15, 2007
MKG FINANCIAL GROUP, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
