Claudius S. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Claudius Stedman Morris IV, who also goes by Cs Morris, was a registered financial professional .
Claudius is a previously registered financial professional and started their career in finance in 2005. Claudius had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 27, 2016 - April 30, 2018
MORRIS CAPITAL MANAGEMENT, LLC
May 18, 2012 - July 18, 2012
FIRST ALLIED SECURITIES, INC.
May 3, 2005 - November 11, 2010
BB&T ASSET MANAGEMENT, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MORRIS CAPITAL MANAGEMENT, LLC
CRD#: 282165 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
