Brett K. Fellows

OAK CAPITAL ADVISORS

Daniel Island, SC

CRD#: 4955706

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Professional summary

Brett Kammler Fellows, CFP® is a registered financial advisor currently at OAK CAPITAL ADVISORS, LLC located in Daniel Island, South Carolina.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Brett has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Kammler Fellows's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

November 28, 2016 - Present

OAK CAPITAL ADVISORS, LLC

RIA

CRD#: 285091

Daniel Island, SC

Past

December 2, 2013 - November 23, 2016

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

MT. PLEASANT, SC

Past

November 29, 2013 - November 23, 2016

KOVACK SECURITIES INC.

CRD#: 44848

MT. PLEASANT, SC

Past

January 22, 2009 - November 7, 2013

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

MT. PLEASANT, SC

Past

October 12, 2005 - November 7, 2013

MML INVESTORS SERVICES, LLC

CRD#: 10409

MT. PLEASANT, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

South Carolina
(11/28/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/26/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/3/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/23/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/3/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/11/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/19/2013

General Securities Principal Examination

Current Firm

OAK CAPITAL ADVISORS, LLC

CRD#: 285091 / SEC#:

South Carolina

Registered Investment Advisory firm - (11/28/2016 Approved)

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Contact information

Main Address

Mt. Pleasant, SC

Mailing Address

Phone number

(843) 284-0798

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	219
AUM (Assets Under Management)	$ 62,573,151

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brett K. Fellows

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Kammler Fellows's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/26/2008

Series 63

Date: 11/3/2005

SIE

Date: 11/23/2016

Series 7

Date: 1/3/2013

Series 6

Date: 10/11/2005

Series 24

Date: 3/19/2013

Current Firm

OAK CAPITAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OAK CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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