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BM

Brian Macintosh

COURSE MANAGEMENT INVESTMENT ADVISORS
Pinehurst, NC 28374
Some features on this profile are disabled
CRD#: 4955621
BM

Professional summary

Brian Macintosh, who also goes by Brian Keith Macintosh, is a registered financial advisor currently at COURSE MANAGEMENT INVESTMENT ADVISORS, LLC located in Pinehurst, North Carolina.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brian has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Brian Keith Macintosh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Macintosh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 21, 2022 - Present

COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

Office #1: 5 Dowd Cir Suite B, Pinehurst, NC 28374
RIA
CRD#: 306974
Pinehurst, NC
Past

February 19, 2016 - October 2, 2020

LPL FINANCIAL LLC

BD
CRD#: 6413
GASTONIA, NC
Past

February 24, 2012 - February 23, 2016

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
GASTONIA, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(3/21/2022)
IAR
South Carolina
(3/21/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/19/2022
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/12/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 2/23/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

CM
COURSE MANAGEMENT INVESTMENT ADVISORS, LLC
COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

CRD#: 306974 / SEC#: 801-135570

Florida
Registered Investment Advisory firm - (9/20/2024 Approved)
North Carolina
Registered Investment Advisory firm - (5/7/2020 Approved)
South Carolina
Registered Investment Advisory firm - (5/13/2020 Approved)
Texas
Registered Investment Advisory firm - (2/6/2020 Conditional Restricted)
Virginia
Registered Investment Advisory firm - (12/26/2023 Approved)
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Contact information

Main Address
5 Dowd Cir Suite B, Pinehurst, NC 28374
Mailing Address
Phone number
(910) 621-3371
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COURSE MANAGEMENT INVESTMENT ADVISORS 2A (2/13/2026)

Regulatory assets under management

Total Number of Accounts324
AUM (Assets Under Management)$ 100,326,180

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

CRD#: 306974Pinehurst, NC 28374

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