Brian Macintosh

COURSE MANAGEMENT INVESTMENT ADVISORS

Pinehurst, NC 28374

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CRD#: 4955621

Professional summary

Brian Macintosh, who also goes by Brian Keith Macintosh, is a registered financial advisor currently at COURSE MANAGEMENT INVESTMENT ADVISORS, LLC located in Pinehurst, North Carolina.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brian has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian Keith Macintosh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 08/12/2016: No Business Name - Outside/W-2 Employment - Investment Related - No Business Location Address - Started 08/11/2016 - 20 Hr/Mo; 10 Hours During Securities Trading - Professional Golfer

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Macintosh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2022 - Present

COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

Office #1: 5 Dowd Cir Suite B, Pinehurst, NC 28374

RIA

CRD#: 306974

Pinehurst, NC

Past

February 19, 2016 - October 2, 2020

LPL FINANCIAL LLC

CRD#: 6413

GASTONIA, NC

Past

February 24, 2012 - February 23, 2016

NATIONWIDE SECURITIES, LLC

CRD#: 11173

GASTONIA, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/21/2022)

IAR

South Carolina
(3/21/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/19/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/12/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/23/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

CRD#: 306974 / SEC#:

Florida

Registered Investment Advisory firm - (9/20/2024 Approved)

North Carolina

Registered Investment Advisory firm - (5/7/2020 Approved)

South Carolina

Registered Investment Advisory firm - (5/13/2020 Approved)

Texas

Registered Investment Advisory firm - (2/6/2020 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (12/26/2023 Approved)

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Contact information

Main Address

5 Dowd Cir Suite B, Pinehurst, NC 28374

Mailing Address

Phone number

(910) 621-3371

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	403
AUM (Assets Under Management)	$ 72,340,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian Macintosh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Macintosh's CRS (Customer Relationship Summary).

Certified licenses

Experience

COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

LPL FINANCIAL LLC

NATIONWIDE SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/19/2022

Series 63

Date: 3/12/2012

SIE

Date: 10/1/2018

Series 6

Date: 2/23/2012

Current Firm

COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COURSE MANAGEMENT INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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