Timothy R. Golas

SPURSTONE

Higganum, CT 06441

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CRD#: 4955538

Professional summary

Timothy R Golas is a registered financial advisor currently at SPURSTONE located in Higganum, Connecticut.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Timothy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 12/06/2013 - SPURSTONE WEALTH MANAGEMENT, LLC - NON-VARIABLE INSURANCE - WHOLE LIFE INSURANCE, LTC, GUARANTEED UNIVERSAL LIFE INSURANCE, DISABILITY, TERM LIFE INSURANCE, FIXED ANNUITIES, HEALTH INSURANCE - 10% OF TIME SPENT - AVON, CT 2. 08/21/2015 - DEGOVA DBA EQUITYPOWERPLUS - INV REL - 1577 NEW BRITAIN AVENUE FARMINGTON, CT 06032 - OTHER - COMPUTER SYSTEMS - START 09/01/2009 - NOT IEMSPENT - THE COMPANY BEING CREATED IS A WEB APPLICATION AND MOBILE PHONE APPLICATION SYSTEMS COMPANY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy R Golas's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 19, 2016 - Present

SPURSTONE

Office #1: 12 Scovil Rd, Higganum, CT 06441

RIA

CRD#: 284158

Higganum, CT

Past

April 3, 2009 - August 18, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

AVON, CT

Past

April 3, 2009 - August 18, 2016

LPL FINANCIAL LLC

CRD#: 6413

AVON, CT

Past

February 21, 2007 - April 15, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

HARTFORD, CT

Past

February 21, 2007 - April 15, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

HARTFORD, CT

Past

August 25, 2005 - February 9, 2007

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

WETHERSFIELD, CT

Past

June 21, 2005 - February 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

WETHERSFIELD, CT

Past

June 21, 2005 - February 9, 2007

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

WETHERSFIELD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPURSTONE

SPURSTONE | SPURSTONE EXECUTIVE WEALTH SOLUTIONS | SPURSTONE ADVISORY SERVICES, LLC

CRD#: 284158 / SEC#: 801-127573

RIA

Registered Investment Advisory firm - (3/31/2023 Approved)

Connecticut

Registered Investment Advisory firm - (5/17/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(8/19/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/21/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/18/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/12/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/20/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/19/2009

General Securities Principal Examination

Current Firm

SPURSTONE

SPURSTONE | SPURSTONE EXECUTIVE WEALTH SOLUTIONS | SPURSTONE ADVISORY SERVICES, LLC

CRD#: 284158 / SEC#: 801-127573

RIA

Registered Investment Advisory firm - (3/31/2023 Approved)

Connecticut

Registered Investment Advisory firm - (5/17/2023 Terminated)

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Contact information

Main Address

12 Scovil Rd, Higganum, CT 06441

Mailing Address

Phone number

(860) 264-1111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A/2B (2/7/2025)

Regulatory assets under management

Total Number of Accounts	443
AUM (Assets Under Management)	$ 155,415,160

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Timothy R. Golas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy R Golas's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SPURSTONE

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2005

Series 63

Date: 6/21/2005

SIE

Date: 8/18/2016

Series 7

Date: 6/12/2006

Series 6

Date: 6/20/2005

Series 24

Date: 5/19/2009

Current Firm

SPURSTONE

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPURSTONE

TRUST BUT VERIFY

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